| SUBJECT |
STATUS |
AVAILABLE
DOCUMENTS |
Joint Association Comment
Letter on SEC Rule 144/145 Proposals
|
Submitted
September 21, 2007
|
Joint
Association Rule 144 Comment Letter |
| Prohibition of Energy Market
Manipulation |
Submitted
November 17, 2005 |
ISDA
files Submission with FERC on Market Manipulation |
| Release No. IA-2266 (File
No. S7-30-04) |
Submitted
August 13, 2004 |
Request
for extension of deadline for comment on SEC Hedge Fund Proposal |
| Interagency Proposed Guidelines
on Complex Structured Finance Activities |
Submitted
June 10, 2004 |
Joint
Trade Association Extension Request Letter |
ISDA
urges the Senate Finance Committee and House Ways and Means Committee
to preserve current law "qualified covered call" (QCC) treatment
for OTC options.
|
Submitted
May 19, 2004 |
|
| ISDA heads coalition
opposing Feinstein/Lugar/Levin energy market amendment |
Submitted November
04, 2003 |
ISDA
Letter to The Honorable Bill Frist and the Honorable Tom Daschle |
| ISDA's Statement
Before the United States House of Representatives Subcommittee on
General Farm Commodities and Risk Management Committee on Agriculture |
Submitted June
19, 2003 |
Prepared
statement |
| ISDA led coalition
of trade associations in efforts to have the Senate table indefinitely
Senator Feinstein Bill S 509 on June 11. |
|
N/A |
| ISDA Opposition
to Feinstein Energy Derivatives Amendment |
Submitted April
8, 2002 |
Industry
Letter, Legal
Analysis |
| Amicus Brief
- Commodity Futures Modernization Act (Cary Oil Co. v. MG Refining
and Marketing) |
Submitted February
22, 2002 |
Memo
on United States District Court Southern District of New York |
| ISDA, Financial
Industry Trade Associations, and Financial Regulators Urge Passage
of Netting Provisions this Year |
Submitted November
14, 2001 |
Press
Release, Industry
Letters, Regulator
Letter |
| Impact of OFHEO's
Risk-Based Capital Rule on OTC Derivatives |
Submitted October
10, 2001 |
ISDA
Comments on OFHEO's Risk-Based Capital Rule |
| SUBJECT |
STATUS |
AVAILABLE
DOCUMENTS |
| CDWG (ISDFA-FOA-EFET) response
to CESR (Committee of European Securities Regulators)- ERGEG (European
Regulators' Group for Electricity and Gas) Call for Evidence on Record-Keeping
and Transparency in Electricity and Gas Wholesale Markets |
Submitted
26 March 2008 |
CDWG
(ISDFA-FOA-EFET) response to CESR-ERGEG Call for Evidence on Record-Keeping
and Transparency in Electricity and Gas Wholesale Markets |
| CDWG (ISDFA-FOA-EFET) response
to UK Discussion Paper on Commodities (with view to UK approach at
EU level in discussions in CESR and CEBS) |
Submitted
14 March 2008 |
CDWG
(ISDFA-FOA-EFET) response to UK Discussion Paper on Commodities
(Annex
2 and Annex
3) |
| CDWG (ISDA-FOA-EFET) response
to CESR-CEBS call for Evidence on Commodities |
Submitted
3 March 2008 |
CDWG
(ISDA-FOA-EFET) response to CESR-CEBS call for Evidence on Commodities |
| Submission on European Commission
draft Code of Conduct for Interest Representatives. |
Sent 15
February 2008. |
ISDA
submission to consultation on European Commission Code of Conduct
for Interest Representatives |
| ISDA letter on global regulatory
convergence issues in advance of IOSCO Technical Committee meeting
in Tokyo, 8 and 9 November 2007. |
Sent October
19, 2007 |
ISDA
letter on global regulatory convergence issues |
| ISDA, in cooperation with
5 other trade associations, has urged EU Energy Commissioner Piebalgs
to reconsider upcoming proposals for transparency requirements and
transaction reporting in wholesale (physical and derivative) markets
in electricity and gas. ISDA and the other associations involved (the
FOA, BBA, EFET, LIBA and SIFMA) believe that the proposals (scheduled
for adoption on 19 September) might damage these markets by imposing
a disproportionate regulatory burden on participants in these markets,
and has called for a more thorough review of the issue (which the
associations believe has not been subject to sufficiently wide or
through consultation or impact assessment). The associations also
point out that the proposals (originating in the Energy Directorate-General
of the European Commission) would contradict the findings of a recent
review by the Internal Market Directorate-General on transparency
requirements in markets other than equities (including commodity derivatives).
|
Submitted
August 14, 2007 |
ISDA-FOA-BBA-EFET-LIBA-SIFMA
letter and annex
detailing concerns regarding upcoming proposals for transparency and
transaction reporting requirements in electricity and gas wholesale
(physical and derivative) markets. |
| Industry Warns Against Inappropriate Regulation
of Commodity Derivatives |
Submitted
June 20, 2007 |
Call
for Evidence - Review of Commodity and Exotic Derivatives and Related
Business
as Required by MIFID and Recast CAD |
| ISDA-FOA-EFET
Response to Call for Evidence on Commodity and Exotic Derivatives |
Submitted
May 22, 2007 |
Joint
ISDA-FOA-EFET Response to Call for Evidence on Commodity and Exotic
Derivatives |
| Response to FSA Consultation Paper 06/14:
Implementing MIFID for Firms and Markets |
Submitted
October 31, 2006 |
ISDA Joins with
Other Trades In Response to FSA CP06/14 -Implementing MIFID for Firms
and Markets |
| ICMA,
ISDA and TBMA Jointly Respond to FSA Discussion Paper Implementing
MiFID’s Best Execution Requirements |
Submitted
July 14, 2006 |
MiFID:
FSA Discussion Paper on Best Execution (DP 06/3): Response From BMA/ICMA/ISDA:
Summary |
| Joint Associations response
to CESR Call for evidence on Consolidation of Market Transparency
Data |
Submitted
April 24, 2006 |
Joint
Associations response to CESR Call for evidence on transparency consolidation |
ISDA Letter regarding CESR's
Advice on Clarification of Definitions concerning Eligible Assets
for Investments of UCITS - 2nd Consultation Paper
|
Submitted
December 05, 2005 |
ISDA
Letter re CESR consultation on eligible assets for investment of UCITS |
| ISDA Letter regarding FSA
Discussion Paper on Trading transparency in the UK secondary bond
markets |
Submitted
December 05, 2005 |
ISDA
Letter regarding FSA Discussion Paper on Trading transparency in the
UK secondary bond markets |
| Joint Association response
to CESR Paper on Mediation Mechanism |
Submitted
December 05, 2005 |
Joint
Association response to CESR Paper on Mediation Mechanism |
| ISDA comment letter to FSA
regarding FSA Quarterly consultation (No.5) |
Submitted
September 14, 2005 |
ISDA
comment letter regarding FSA Quarterly consultation (No.5) |
ISDA Comment Letter to Department
for Work and Pensions on the draft Occupational Pension Schemes (Investment)
Regulations 2005
|
Submitted
June 20, 2005 |
ISDA
Letter to Department for Work and Pensions on Investment Requirements
for Pensions |
ISDA Comment Letter to CESR
regarding CESR's Advice on Clarification of Definitions concerning
Eligible Assets for Investments of UCITS
|
Submitted
June 09, 2005 |
ISDA
Letter to CESR on Clarification of Definitions concerning Eligible
Assets for Investments of UCITS |
Joint Associations’
response to CESR's March 2005 consultation on draft technical advice
on possible implementing measures of the Directive 2004/39/EC on Markets
in Financial Instruments (MIFID): Investment advice, best execution,
market transparency, Second consultation paper
|
Submitted
April 04, 2005
|
Joint
Associations’ response to CESR consultation on best execution
and market transparency |
Joint Associations response
to CESR on its draft technical advice on possible implementing measures
of the Directive 2004/39/EC on Markets in Financial Instruments ("MFID")
regarding admission to trading
|
Submitted
March 03, 2005 |
Joint
Associations response to CESR consultation on admission to trading |
Joint Associations response
to CESR on its draft technical advice on possible implementing measures
of the Directive 2004/39/EC on Markets in Financial Instruments ("MFID")
regarding professional client agreements (ref: CESR/04-689, December
2004)
|
Submitted
February 18, 2005 |
Joint
Associations response to CESR consultation on professional client
agreements |
ISDA paper on Regulations
vs Directives
|
ISDA paper
discussing Regulations vs Directives implementing measures in regard
to the Directives on Markets in Financial Instruments (MiFID)
|
Regulations
vs Directives, October 2004 |
| Joint Association response
to CESR consultation on MiFID, Parts 1 and 2 |
Part 1
Submitted September 17, 2004;
Part 2 Submitted October 4, 2004 |
Part
1 response; Part
2 response |
| European
Commission's Communication on a European contract Law |
Consultation |
Text
of the Communication
ISDA's submission
|
| Review of the
Investment Services Directive |
Second reading
in the Parliament and Council |
Council
common Position
Coreper Compromise Package
to the Parliament second reading
Joint Associations position
EMAC second reading accepted amendments
proposed by ISDA on commodity derivatives
Text of the proposal
Joint Associations position |
| ISD: level II implementing
measures |
-Commission mandates to
CESR and -CESR consultation |
Commission
provisional mandate to CESR
CESR concept paper on transaction
reporting and cooperation
Joint Association Comments on CESR's
call for evidence |
| Market
Abuse Directive |
Adopted
Member States to transpose it by 12 October 2004
Drafting level 2 measures
|
Text
of the proposal
ISDA's letter to the European
Commission |
| Collateral
Directive |
Adopted
Member States to transpose it by 27 December 2003
|
ISDA
response to European Commission consultation on the evaluation of
the implementation of the EU collateral directive (April 03,
2006)
Text
of the directive
Status of
implementation |
| Extension of
Lamfalussy procedure to banking and insurance |
In discussion
|
Joint
European Associations' Response to Lamfalussy Inter-Institutional
Monitoring Group
ISDA's
letter to the Economic and Financial Committee |
| UK FSA CP 153
on Alternative Trading Systems |
Provisions expected
to take effect on 1 January 2004 |
CP
153
ISDA's response
|
