ISDA®
INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION

NEWS RELEASE

For Immediate Release Wednesday, March 15, 2006

For More Information, Please Contact:

Lauren Dobbs, ISDA Press Office, Singapore, +65 68364766; Lauren@kennedycom.com

Scott Marra, ISDA New York, 212-901-6013, smarra@isda.org

 

ISDA Publishes 2006 Fund Definitions 

 

SINGAPORE, Wednesday, March 15, 2006 – At its Annual General Meeting here today, The International Swaps and Derivatives Association (ISDA) announced publication of the 2006 ISDA Fund Derivatives Definitions.  The Fund Definitions are intended for use in confirmations of derivatives transactions linked to interests in various types of pooled investment vehicles, such as hedge funds and mutual funds, for which a liquid secondary market may not exist.

Fund derivatives are a rapidly growing segment of the privately negotiated derivatives business, and enable firms to innovate and more efficiently create customized investment products. Asset managers use fund derivatives to create synthetic access to funds, without incurring the costs of setting up new funds. Smaller banks and private banks also use them to provide clients with principal protected products linked to hedge funds.  For investors, fund derivatives provide a more efficient method of accessing the asset class and can be used in products with a lower level of risk than direct investment in a hedge fund.

 

“ISDA’s publication of a standard documentation tool-kit for use in fund derivatives is another step in our on-going efforts to improve operational efficiency and reduce risks in the privately negotiated derivatives business,” said Robert Pickel, Chief Executive Officer and Executive Director, ISDA.  “It will enable further innovation and improve liquidity in a rapidly emerging segment of the business.”


The Fund Definitions are a streamlined version of the 2002 ISDA Equity Derivatives Definitions, tailored to account for the particular valuation and settlement characteristics of fund interests.  For example, the Fund Definitions provide two new methods – the Reported Value Method and the Deemed Payout Method -- for valuation of fund interests as an alternative to the methodology of the 2002 Definitions, which is more suitable for equity securities whose value is primarily derived from secondary market transactions.

 

In addition, because of variability in the times and methods by which funds value and distribute proceeds with respect to redemptions of fund interests, the Fund Definitions provide terminology to assist in scheduling valuations by defining “redemption proceeds” as well as specific terms for valuation and redemption dates. The Fund Definitions also define Extraordinary Fund Events that are peculiar to funds and provide a menu of alternatives that may be used to specify the consequences of any particular Extraordinary Fund Event.

 

About ISDA

ISDA, which represents participants in the privately negotiated derivatives industry, is the largest global financial trade association by number of member firms. ISDA was chartered in 1985, and today has approximately 700 member institutions from 50 countries on six continents. These members include most of the world's major institutions that deal in privately negotiated derivatives, as well as many of the businesses, governmental entities and other end users that rely on over-the-counter derivatives to manage efficiently the financial market risks inherent in their core economic activities. Information about ISDA and its activities is available on the Association's web site: www.isda.org.


® ISDA is a registered trademark of the International Swaps & Derivatives Association, Inc.