ISDA®
INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION, INC.

NEWS RELEASE

For Immediate Release, Wednesday, April 1, 2009

For More Information, Please Contact:

Donna Chan, ISDA Hong Kong, +852 2200 5906, dchan@isda.org 

Louise Marshall, ISDA New York, +1 212-901-6014, lmarshall@isda.org

Cesaltine Gregorio, ISDA New York, +1 212-901-6019, cgregorio@isda.org

 

ISDA Expresses Concern over KIKO Case Rulings

 

HONG KONG, Wednesday, April 1, 2009 – The International Swaps and Derivatives Association, Inc (ISDA) today expressed its concern over a series of rulings in the Seoul Central District Court in relation to Knock-in Knock-out (KIKO) currency option contracts litigation cases.  The Association is particularly concerned about undesirable precedents that may harm the development of the derivatives industry in Korea, and in turn its financial stability.

 

“ISDA is deeply concerned with the rulings in these lawsuits,” said Keith Noyes, ISDA Regional Director, Asia Pacific. “The Seoul Central District Court rulings could severely inhibit derivatives activity in Korea and in turn risk upsetting financial stability if these decisions are upheld and banks made wary of entering into financial contracts.”

 

So far, decisions have been made in 11 cases (ten by the Seoul Central District Court and one by the Incheon District Court).  In four cases, the Seoul Central District Court, applying the doctrine of "changed circumstances", granted the companies a preliminary injunction allowing the companies to temporarily suspend the performance of the KIKO contracts pending the final verdict of the main cases.

 

ISDA sees the Court's decisions as a possible result of a fundamental misconception that banks generate profits that are commensurate with the losses of their counterparties.

 

In ISDA's view, the Court has set dangerous precedents disrupting the fundamental right to enforceability of contracts in the country.  This could expose the country to dampening international investor confidence and in turn increase risk.

 

ISDA has summarized its concerns in detail in a webcast entitled “‘KIKO’ Cases: Misconceptions and Undesirable Legal Precedents” The webcast features Mr. Noyes and includes a brief slide presentation discussing the series of KIKO litigation cases being prosecuted in the Seoul Central District Court. It is available at http://secure.webex.com/g2.asp?id=H8MY4GH2.

 

 

About ISDA

ISDA, which represents participants in the privately negotiated derivatives industry, is among the world’s largest global financial trade associations as measured by number of member firms. ISDA was chartered in 1985, and today has over 820 member institutions from 57 countries on six continents. These members include most of the world’s major institutions that deal in privately negotiated derivatives, as well as many of the businesses, governmental entities and other end users that rely on over-the-counter derivatives to manage efficiently the financial market risks inherent in their core economic activities.  Information about ISDA and its activities is available on the Association's web site: www.isda.org.


®ISDA is a registered trademark of the International Swaps and Derivatives Association, Inc.