Pre-Confirmation Trade Notification

The Pre-Confirmation Trade Notification is designed to provide counterparties with an alternative to document the main financial terms of a complex equity derivatives transaction while the details of a final confirmation are being prepared for transmission. This Pre-Confirmation Trade Notification is not required and does not take the place of a confirmation that contains all the terms of a transaction. The Pre-Confirmation Trade Notification may prove useful in situations where a trade has been executed but the confirmation is delayed for a variety of reasons.

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