SUBMISSIONS DATED 2011

SUBMISSION DATE ADDRESSED TO TOPIC SUMMARY
4/8/2011
CFTC CFTC’s NPR: Processing, Clearing, and Transfer of Customer Positions
4/6/2011
Vladimir Milovidov, Head, Federal Service for Financial Markets in Russia, and Mr Vladislav Reznik, Chairman, Committee on Credit Organizations and Financial Markets, Russian Federation State Duma ISDA comments on the introduction of netting provisions into Russian legislation
3/28/2011
National Bank of Romania  - Financial Stability Department ISDA comments on Draft Amendments to Romanian Implementation of EU Collateral Directive
3/21/2011
CFTC CFTC’s NPR: Risk Management Requirements for Derivatives Clearing Organizations

3/9/2011

IASB (International Accounting Standards Board)

ISDA's Comment Letter on the IASB's Exposure Draft ED/2010/13 - Hedge Accounting

3/8/2011

European Commission

ISDA’s Comments on the Commission Communication on Challenges in Commodity Markets and on Raw Materials

3/8/2011

CFTC

CFTC’s NPR: Core Principles and Other Requirements for Swap Execution Facilities

3/8/2011

Reserve Bank of India

* ISDA submission on Draft Guidelines on Credit Default Swaps (CDS) for Corporate Bonds

3/7/2011
CFTC CFTC’s NPR: Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest
3/3/2011
European Commission – DG Internal Market and Services ISDA responds to EU consultation on bank recovery and resolution
2/28/2011
CFTC

CFTC’s NPR: Confirmation, Portfolio Reconciliation, and Portfolio Compression Requirements

2/22/2011
SEC

SEC’s Proposed rule: Trade Acknowledgment and Verification of Security-Based Swap Transactions

2/22/2011
CFTC & SEC

CFTC & SEC’s Joint Proposed Rule: Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,’’ “Major Swap Participant,” “Major Security-Based Swap Participant’’ and “Eligible Contract Participant”

2/17/2011
CFTC

CFTC’s Notice of Proposed Rulemaking: Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

2/14/2011
SEC SEC’s Notice of Proposed Rulemaking: Process for Review of Security-Based Swaps for Mandatory Clearing
2/11/2011
UK Ministry of Justice, Ms Jean McMahon ISDA response to the UK consultation on the opt-in to the revised EU Brussels 1 Regulation on Jurisdiction, Recognition and Enforcement of Judgments in Civil and Commercial Matters
2/11/2011
CFTC CFTC’s Proposed Rulemaking regarding General Regulations and Derivatives Clearing Organizations
2/7/2011
CFTC

CFTC’s Proposed Rulemaking on:
1)  17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data;
2)  17 CFR Part 45 Swap Data Recordkeeping and Reporting Requirements; and
3)  17 CFR Part 23 Reporting, Recordkeeping, and Daily Trading Records Requirements for SDs and MSPs.

2/1/2011
CFTC CFTC’s Proposed Rulemaking on the Protection of Collateral of Counterparties to Uncleared Swaps
1/31/2011
MiFID CG ISDA’s response to the European Commission’s Public Consultation on the Review of the
Markets in Financial Instruments Directive (MiFID)
1/31/2011
European Commission DG Justice ISDA responds to Commission Green Paper on European Contract Law
1/31/2011
ISDA Members IASB/FASB - Exposure Draft on Offsetting Financial Assets and Financial Liabilities
1/31/2011
IASB (International Accounting Standards Board) ISDA's Comment letter on te IASB's Request for Views on "Effective Dates and Transition Methods”
1/24/2011
CFTC

CFTC’s Proposed Rules Regarding Registration of Swap Dealers and Major Swap Participants

1/21/2011
European Commission DG-General Internal Markets and Services Consultation on EU Securities Law Directive
1/20/2011
FSOC

Financial Stability Oversight Council’s (FSOC’s) Advance Notice of Proposed Rulemaking: Authority to Designate Financial Market Utilities as Systemically Important

1/18/2011
CFTC

CFTC’s Proposed Regulations Regarding Protection of Cleared Swaps Customers Before And After Commodity Broker Bankruptcies

1/18/2011
SEC SEC’s Proposed Regulations Regarding Regulation SBSR - Reporting and Dissemination of Security-Based Swap Information
(Click here for the Study)
1/18/2011
CFTC

CFTC’s Implementation of Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers

1/14/2011

China Banking Regulatory Commission

* JAC submission on the draft Regulations governing Sales of Wealth Management Products by Commercial Banks

1/14/2011
Autorité des marchés financiers (AMF) & Ontario Securities Commission

Canadian Securities Administrators' (CSA) Consultation Paper on Over-the-Counter Derivatives Regulation in Canada (CSA Consultation Paper)

1/11/2011
CFTC

ISDA/SIFMA Pre-Comment on Position Limits

1/11/2011
CFTC & SEC

CFTC/SEC’s Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest & Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges With Respect to Security-Based Swaps under Regulation

1/3/2011
CFTC CFTC’s ANPR regarding Antidisruptive Practices Authority Contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act

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* These particular submissions are not available to the general public, however, they may be made available to member firms/institutions of ISDA. If you are a member and require a document which is not available, please send an email to ISDA@ISDA.ORG stating the submission date and topic summary of the document you require.