| SUBMISSION
DATE |
ADDRESSED
TO |
TOPIC SUMMARY |
| 04/04/2005 |
CESR (Committee of European Securities
Regulators) |
Joint
Associations’ response to CESR consultation on best execution and
market transparency |
| 11/3/2000 |
Hong Kong Monetary Authority |
* Comments on HKMA Draft-Rules
on Credit Derivatives (October 2000) |
| 10/12/2000 |
United States Tax Court
|
Amicus
Brief - Bank One Corporation
Annex A |
| 9/2000 |
Basel Committee
Risk Management Group and EU Commission |
Operational
Risk Regulatory Approach Discussion Paper.
|
| 8/2000 |
Financial Services Authority |
* Joint BBA, LIBA, ISDA
paper on upgrading of the rules with respect particularly to the capital
treatment of step-up/calls. |
| 8/10/2000 |
State Administration
of Foreign Exchange (SAFE), PRC & People's Bank of China (PBOC) |
* Submission to SAFE
on obtaining guidance in relation to approval for derivative transactions
with PRC institutions |
| 8/7/2000 |
Commodity
Futures Trading Commission |
Comment
on rules proposed by the CFTC on "Bilateral Proposal" and "Multilateral
Proposal". |
| 7/2000 |
Basel Committee on Banking
Supervision |
ISDA’s
re-estimation of credit risk index matrix at the 99.5th percentile |
| 7/2000 |
BCBS |
* ISDA assisted the BIS
Models Task Force in the production of a Survey on the Definition of Default,
to include loss given default and economic capital allocations for credit
risk |
| 7/24/2000 |
Ontario Securities Commission |
ISDA's
response to National Instrument 81-102 and its application to swaps.
|
| 7/19/2000 |
Committee on Banking
and Financial Services, US House of Representatives |
Testimony
of Richard Grove before the Committee on Banking and Financial Services,
US House of Representatives, on H.R. 4541. |
| 5/5/2000 |
ECOFIN and
FSPG |
Paper
on the EU Action Plan on Financial Services sent by ISDA, the FOA, ISMA,
and LIBA. |
| 5/5/2000 |
Economic
and Finance Council |
ECOFIN
meeting June 5, 2000: Progress Report on the Action Plan on Financial Services.
|
| 5/5/2000 |
Financial Services Policy
Group |
FSPG
meeting May 11, 2000: Progress Report on the Action Plan on Financial Services.
|
| 4/17/2000 |
Financial Services Authority |
ISDA's
response to FSA consultation paper 43 on the categorization of investors.
|
| 4/17/2000 |
Director General for
Internal Market, European Commission |
Joint
FOA, ISDA, IPMA, ISMA paper on the proposed communication on the Investment
Services Directive. |
| 4/3/2000 |
Director
of Research and Technical Activities, FASB |
ISDA's
comment on the amendment of FASB Statement No. 133 (the "Exposure Draft") |
| 3/29/2000 |
European Commission |
ISDA’s
response to EU Commission Services on the Review of Regulatory Capital Requirements |
| 3/13/2000 |
SFC-Securities and Futures
Commission, Ministry of Finance, Taiwan, ROC |
Submission
to SFC on the Derivative Disclosure by Qualified Foreign Institutional Investors
("QFIIs") |
| 3/1/2000 |
Basel Committee on Banking
Supervision |
Response
To Basel Committee's Proposal To Amend Capital Adequacy Framework |
| 2/2000 |
Central Bank of Ireland |
Comments
on the Central Bank of Ireland's Draft-Rules on Credit Derivatives (PDF
format) |
| 2/2000 |
Basel Committee on Banking
Supervision |
ISDA’s
response to Basel Committee’s Proposal to Amend Capital Adequacy Framework |
| 2/2000 |
Central Bank of Ireland |
Comment
on draft rules proposed by the CBI (Dec. 1999) |
| 2/10/2000 |
Committee On Agriculture,
Nutrition And Forestry US Senate |
Prepared
Statement Of Richard E. Grove, CEO, ISDA (PDF format) |