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SUBMISSIONS DATED 2001
| SUBMISSION DATE | ADDRESSED TO | TOPIC SUMMARY |
| 11/30/2001 | Committee of European Response to the Second Consultative Securities Regulators Paper on the harmonization of Conduct of Business Rules | Second Consultation |
| 11/20/2001 | Internal Revenue Service | ISDA Comment Letter on Proposed Tax Regulations Concerning Contingent Non-Periodic Payments Under Notional Principal Contracts |
| 11/16/2001 | Timothy S. Lucas, Chairman, Derivatives Implementation Group, Financial Accounting Standards Board | Comments on Derivatives Implementation Group (DIG) Guidance on the Application of Statement 133 to Beneficial Interests in Securitized Financial Assets |
| 11/14/2001 | Speaker Hastert Democratic Leader Gephardt Majority Leader Daschle Republican Leader Lott | Passage of Financial Contracts Netting Provisions (Press Release, Industry Letters, Regulator Letter) |
| 10/31/2001 | European Commission Response to the Proposed adjustments to the Investment Services Directive | ISD position |
| 10/31/2001 | The Secretariat of the Basel Committee on Banking Supervision | Working Paper on Pillar 3 - Market Discipline |
| 10/10/2001 | The Honorable Armando Falcon, Jr., Director, Office of Federal Housing Enterprise Oversight | Impact of OFHEO's Risk-Based Capital Rule on OTC Derivatives |
| 9/21/2001 | ISDA Comments on the European Commission Market Abuse Directive | |
| 9/11/2001 | ISDA
Meetings ISDA Statements |
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| 9/05/2001 | International Accounting Standards Committee | * ISDA Response to the Joint Working Group of Standard Setters – Draft Standard and Basis for Conclusions: Financial Instruments and Similar Items (Press Release, Response) |
| 8/31/2001 | FESCO Response to the proposed standards for Alternative Trading Systems | Final Response ATS |
| 8/28/2001 | Reserve Bank of India | Additional submission on RBI Circular dd 23 June 2001 relating to Foreign Currency - Rupee Swaps - See submission DD 4 May 2001 |
| 8/15/2001 | Board of Governors of the Federal Reserve System | ISDA Comment Letter on Proposed Regulation W relating to Transactions between Insured Depository Institutions and their Affiliates |
| 7/17/2001 | Financial Services Authority | Regulatory Regime for Energy Market Participants |
| 6/18/2001 | Commodity Futures Trading Commission | ISDA Comment Letter on CFTC Clearing Organization Regulations |
| 6/07/2001 | State Administration of Foreign Exchange (SAFE), PRC | * Second response to SAFE's letter of 21 March 2001 relating to Certain Aspects of the Regulation of Derivatives in the PRC |
| 6/01/2001 | European institutions Comments on the Proposal for a Directive on Financial | Proposal Collateral |
| 5/31/2001 | Basel Committee on Banking Supervision | ISDA's Response to the Basel Committee on Banking Supervision's Consultation on the New Capital Accord |
| 5/16/2001 | Internal Revenue Service Public Hearing | Written
Testimony of North America Tax Committee Chair on Proposed Regulations on
Hedging Transactions Hearing Transcript of North America Tax Committee Chair on Proposed Regulations on Hedging Transactions |
| 5/07/2001 | Legislative Council, Financial Services Bureau and Securities and Futures Commission, Hong Kong | * Submission to the 3 government bodies on the Disclosure of Purely Cash-settled Equity Derivatives |
| 5/07/2001 | State Administration of Foreign Exchange (SAFE), PRC | * First response to Safe's letter of 21 March 2001 relating to Certain Aspects of the Regulation of Derivatives in the PRC |
| 5/04/2001 | Reserve Bank of India | Submission following RBI Circular DD 23 June 2001 relating to Foreign Currency - Rupee Swaps |
| 5/03/2001 | FESCO Response to the consultative paper on the harmonization of Conduct of Business Rules | Final Response |
| 4/30/2001 | Timothy Lucas, Director of Research and Technical Activities, FASB | FASB Exposure Draft on Liabilities and Equity |
| 4/30/2001 | Gaming Review Team, Policy Group, Department of Internal Affairs, New Zealand | Submission on Gaming Reform in New Zealand |
| 4/24/2001 | Internal Revenue Service | ISDA Comment Letter on Proposed Regulations Concerning Hedging Transactions |
| 4/9/2001 | Commodity Futures Trading Commission | Comment on Proposed Regulations implement the Commodity Futures Modernization Act of 2000 |
| 4/2/2001 | ISDA Members | U.S. Netting Legislation Memo |
| 2/7/2001 | State Administration of Foreign Exchange (SAFE), PRC | * Market issues relating to derivative transactions with PRC banks/non-bank financial institutions |
| 1/5/2001 | ISDA Members | Commodity Futures Modernization Act of 2000 Memo |
| 1/4/2001 | Chairman of the SFC, Ministry of Finance, Taiwan ROC | * Derivative Disclosure by Qualified Foreign Institutional Investors |
* These particular submissions are not available to the general public, however, they may be made available to member firms/institutions of ISDA. If you are a member and require a document which is not available, please send an email to ISDA@ISDA.ORG stating the submission date and topic summary of the document you require. |