SUBMISSIONS DATED 2002

SUBMISSION DATE ADDRESSED TO TOPIC SUMMARY
12/31/2002 Mr. Lawrence W. Smith, Director - EITF Chair, Financial Accounting Standards Board EITF Issue No. 02-3, “Issues Involved in Accounting for Derivative Contracts Held for Trading Purposes and Contracts Involved in Energy Trading and Risk Management Activities.
12/20/2002 BIS Working Group on Overall Capital Letter to Darryll Hendricks on the QIS3 Technical Guidance
12/02/2002 Internal Revenue Service ISDA Comment Letter on the Temporary Tax Shelter Regulations Issued on October 22, 2002
11/08/2002 Norah Barger, Chairperson of the CRM Subgroup A letter outlining industry views on whether and how portfolio VaR backtests can be applied to repo portfolios.
10/31/2002 IASB ED1 First Time Application of International Financial Reporting Standards
10/24/2002 Internal Revenue Service ISDA Comment Letter on Withholding Taxes on Credit Default Swaps
10/22/2002 Members of European Parliament
 Amendment 3 to the Market Abuse directive
10/17/2002 Commission des valeurs mobilières du Québec Proposed Amendments to National Instrument 81-102
10/14/2002 Permanent Bureau of the Hague Conference, Dr.Christophe Bernasconi ISDA comments on the June 2002 Preliminary Draft of the Hague convention on indirectly held securities
10/14/2002 Sir David Tweedie, Chairman International Accounting Standards Board
 Proposed Amendments to IAS 32 and IAS 39 Financial Instruments
10/14/2002 Paul Ebling Esq, Accounting Standards Board Financial Reporting Exposure Draft 30 - Financial Instruments: Disclosure and Presentation, Recognition and Measurement
10/4/2002 Warsaw Institute of Banking Seminar The New Basel Accord Collateral & international law issues
9/26/2002 ISDA-TAIEX seminar, Budapest EU accession
9/16/2002 Mary Keegan, Accounting Standards Board
 Implementation of International Financial Reporting Standards (IFRS) in the UK
9/16/2002 Paul Ebling Esq, Accounting Standards Board ISDA's Comments of FRED 23
9/16/2002 Sir David Tweedie, Chairman of the International Accounting Standards Board Improvements to International Accounting Standards
9/06/2002 Professor Herbert Kronke, Secretary-General of UNIDROIT
 Project Harmonised Substantive Rules for the Use of Securities Held with Intermediaries as Collateral.
7/17/2002 Ms. Suzanne Bielstein, Director of Major Projects and Technical Activities, Financial Accounting Standards Board
 FASB Proposed Statement of Financial Accounting Standards, Amendment of Statement 133 on Derivative Instruments and Hedging Activities (Financial Guarantee Definition)
7/17/2002 People's Bank of China, PRC * ISDA's 2nd submission following review of the renamed draft" Administrative Measures on Financial Institutions Engaging in Derivative Transactions"
7/10/2002 Central Bank of Brazil Comments on Implementing Regulations of Article 30 of Provisional Measure No. 2192-70

(Portuguese Translation)
7/05/2002 Monetary Authority of Singapore * Comments on proposed "Guidelines on Sound Risk Management Practices for Banks' Treasury and Financial Derivatives Activities"
7/01/2002 Ms. Suzanne Bielstein, Director of Technical Projects and Technical Activities, Financial Accounting Standards Board FASB's Proposed Statement of Financial Accounting Standards, Amendment of Statement 133 on Derivative Instruments and Hedging Activities (D2 Model - Beneficial Interests)
6/27/2002 Ministry of Finance and Economy, South Korea * Submission in relation to the effect of the Corporate Restructuring Promotion Law (CRPL) on close-out netting
6/19/2002 People's Bank of China, PRC * ISDA's 1st submission following review of the draft "Administrative Measures on the Business of Buying and Selling Foreign Exchange and Financial Derivative Transactions"
6/19/2002 CAAR-Sponsored Brazilian Local Master Agreement Local Master Agreement
05/29/2002 Mr. Edmund Jenkins, Chairman Financial Accounting Standards Board Special-Purpose Entity (SPE) Consolidation Criteria
5/21/2002 The European Commission
 Position Paper on Internalization (Published by ISDA and European Trade Associations)
5/17/2002 Credit Risk Mitigation Subgroup of the Basel Capital Group
 Joint ISDA-LIBA-TBMA response to Credit Risk Mitigation Subgroup's proposed treatment of collateralised transactions
5/14/2002 Dr.Christophe Bernasconi, First Secretary, Permanent Bureau of the Hague Conference on International Law Draft Hague Convention on Indirectly Held Securities
4/17/2002 ISDA issues Enron Report Corporate Governance Failures, Not Derivatives, Led to Enron Collapse
04/12/2002 Mr. Edmund Jenkins, Chairman Financial Accounting Standards Board Proposed Interpretation of FASB Statement No. 94, Consolidation of All Majority-Owned Subsidiaries, and Accounting Research Bulletin No. 51, Consolidated Financial Statements
4/08/2002 Majority Leader Daschle and Republican Leader Lott Opposition to Feinstein Energy Derivatives Amendment (Industry Letter, Legal Analysis)
3/26/2002 ISDA letter to German Ministry Temporary ban of short - selling
3/15/2002 Secretary General, Committee of European Securities Regulators ISDA's response to CESR on Proposed Standards for ATSs
3/05/2002 United States Senate Energy Derivatives Amendment
2/22/2002 United States District Court Southern District of New York Amicus Brief - Commodity Futures Modernization Act (Cary Oil Co. v. MG Refining and Marketing)
2/22/2002 Stephen Bland BIS Models Task Force Financial Services Authority 25 North Colonnade Canary Wharf London E14 5HS IRB Default Letter
2/06/2002 The Bills Committee on the Companies (Corporate Rescue) Bill in Hong Kong.
 * Submission on the Companies (Corporate Rescue) Bill - copy available on request
1/31/2002 ISDA and TBMA Special Purpose Entities (SPEs) and the Securitization Markets
1/29/2002 Wall Street Journal Letters to the Editor submitted to "As Enron's Derivatives Trading Comes Into Focus, Gap in Oversight is Spotlighted"
1/17/2002 Office of Federal Housing Enterprise Oversight
 OFHEO’s Improvements to the Risk-Based Capital Rule
1/10/2002 Financial Times Letter to the Editor (Not Published) "OTC regulation flaws exposed by Enron"
1/06/2002 Wall Street Journal Letter to the Editor (Not Published) "Enron Lobbied Hard to Limit Oversight of Trading Operations"
1/04/2002   ISDA Welcomes Implementation of Hungarian Netting Legislation

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* These particular submissions are not available to the general public, however, they may be made available to member firms/institutions of ISDA. If you are a member and require a document which is not available, please send an email to ISDA@ISDA.ORG stating the submission date and topic summary of the document you require.