| SUBMISSION
DATE |
ADDRESSED
TO |
TOPIC SUMMARY |
12/28/2005
|
Federal Energy Regulatory
Commission (FERC)
|
ISDA
Supplement to Reply Comments |
12/05/2005
|
Federal Energy Regulatory
Commission (FERC) (also refer to 12/28/05 submission)
|
ISDA
Files Reply Comments |
| 12/05/2005 |
Mr Demarigny, CESR (Committee
of European Securities Regulators) |
ISDA
Letter regarding CESR's Advice on Clarification of Definitions concerning
Eligible Assets for Investments of UCITS - 2nd Consultation Paper |
| 12/05/2005 |
Mr Rowe, Financial Services
Authority |
ISDA
Letter regarding FSA Discussion Paper on Trading transparency in the UK
secondary bond markets |
| 12/05/2005 |
Mr Demarigny, CESR (Committee
of European Securities Regulators) |
Joint
Association response to CESR Paper on Mediation Mechanism |
12/01/2005
|
Bank Negara Malaysia
|
* ISDA submission
on Netting in Malaysia |
| 11/30/2005 |
Mr. Lawrence W. Smith
Director—Technical Application and Implementation Activities
FASB |
Comment
Letter on FIN 46(R) FASB Staff Position submitted to FASB on behalf of a
joint industry working group consisting of ISDA ASF, TBMA, CMSA, and SIA |
| 11/30/2005 |
Committee of European
Banking Supervisors (CEBS)
|
ISDA-LIBA-BBA
letter re CEBS Supplementary Note to Consultation Paper (CP) 07 on ECAIs'
recognition |
| 11/21/2005 |
Ms. Suzanne Q. Bielstein
Director – Major Projects and Technical Activities
Mr. Lawrence W. Smith
Director – Technical Application and Implementation Activities |
Comments
from ISDA, SIA and ASF in response to FASB's Working Draft of SFAS No. 15X,
and proposed FSP No. FAS 133-a |
| 11/17/2005 |
Federal Energy Regulatory
Commission (FERC) (also refer to 12/05/05 & 12/28/05
submissions) |
ISDA
files Submission with FERC on Market Manipulation |
| 11/08/2005 |
Committee of European
Banking Supervisors (CEBS) |
ISDA-LIBA-BBA
letter re CEBS Consultation Paper (CP) CP09: Co-operation between Consolidating
Supervisors and Host Supervisors |
11/08/2005
|
State Administration
of Foreign Exchange (SAFE), PRC
|
* ISDA submission
on Inter-bank Foreign Exchange Market - RMB Forward Master Agreement |
| 10/31/2005 |
Committee of European
Banking Supervisors (CEBS)
|
ISDA-LIBA-BBA
letter re CEBS Consultation Paper (CP) CP10: Guidelines on the implementation,
validation and assessment of Advanced Measurement (AMA) and Internal Ratings
Based (IRB) Approaches |
| 10/31/2005 |
Prof Dr Arnold Schilder,
Chairman of the Accounting Task Force, Basel Committee |
ISDA
Letter on the Consultative Document “Supervisory guidance on the use
of the fair value option by banks under International Financial Reporting
Standards” published in July 2005 |
| 10/28/2005 |
Committee of European
Banking Supervisors (CEBS)
|
ISDA-LIBA
letter re CEBS Consultation Paper (CP) CP08 on its role and tasks |
| 10/28/2005 |
Alan Texeira, Senior
Project Manager, IASB |
ISDA
Response Letter to IASB’s Exposure Draft of proposed changes to IFRS
3: Business Combinations |
| 10/27/2005 |
FSA |
Potential
regulatory issues around a) structured retail products and b) hedge funds |
| 10/21/2005 |
Committee of European
Banking Supervisors (CEBS)
|
ISDA/BBA/LIBA
response on CEBS’ CP03: Application of the Supervisory Review Process
Under Pillar 2 Revised |
| 10/10/2005 |
Mr. Lawrence Smith
Director – Technical Application and Implementation Activities
Financial Accounting Standards Board |
Comments
from ISDA regarding Accounting for Certain Hybrid Financial Instruments
an amendment of FASB Statements No. 133 and 140 |
| 10/07/2005 |
UK Department of Trade
and Industry, Corporate Law and Governance |
ISDA
comments on consultation regarding the registration of companies’
security interest (company charges) |
| 09/30/2005 |
Committee of European
Banking Supervisors (CEBS) |
Joint
trade association response on CEBS' CP07 on the recognition of External
Credit Assessment Institutions |
| 09/22/2005 |
Linda MacDonald
Financial Accounting Standards Board
|
Comments
from ISDA, SIA and ASF on Fair Value Measurements and Dealer Profit |
| 09/14/2005 |
Ian Pickering, The Financial
Services Authority |
ISDA
comment letter regarding FSA Quarterly consultation (No.5) |
| 09/08/2005 |
Committee on Banking,
Housing and Urban Affairs United States Senate |
Prepared
Statement of Robert G. Pickel Executive Director and Chief Executive Officer
International Swaps and Derivatives Association, Inc. |
09/08/2005
|
China Banking Regulatory
Commission Supervisory Rules and Regulations Department
|
* ISDA submission
on Proposed Netting Rules |
| 08/31/2005 |
Mr. Gilles Gauthier,
Director -Industry Canada
|
Comment
letter on Amendments to the Bankruptcy and Insolvency Act and Companies'
Creditors Arrangement Act |
| 08/05/2005 |
Lord Browne-Wilkinson,
Chairman, Financial Markets Law Committee |
ISDA
comments on FMLC Issue 8 (proposal relating to amicus briefs on practice
in the wholesale financial markets) |
| 08/01/2005 |
Dr Ishrat Husain, Governor,
State Bank of Pakistan |
ISDA
technical comments on proposed Netting of Financial Contracts Act (2005) |
| 08/01/2005 |
European Commission,
DG Internal Market |
ISDA
comments on Green Paper on Financial Services Policy (2005-2010) |
| 07/28/2005 |
Ms Davida Lachman-Messer,
Deputy Attorney-General, Israeli Ministry of Justice |
ISDA
comments on Draft Law on Financial Agreements |
07/22/2005
|
Mr Shri R K Jain, Deputy
Secretary Lok Sabha Secretariat Standing Committee on Finance Branch
|
* Comment Letter
to PSC in response to Bill No. 76 of 2005 - The Reserve Bank of India (Amendment)
Bill, 2005 |
| 07/11/2005 |
European Parliament
and EU Commission |
Joint
Associations Statement on the need for Comitology in the Capital Requirements
Directive (CRD) |
| 07/08/2005 |
Committee of European
Banking Supervisors (CEBS) |
ISDA-BBA-LIBA
letter re CEBS Consultation on financial reporting (CP06) |
| 07/06/2005 |
United States Bankruptcy
Court Southern District of New York |
Amicus
Brief in Bear Stearns versus Enron Bankruptcy Litigation |
| 06/29/2005 |
Committee of European
Banking Supervisors (CEBS) |
ISDA-BBA-LIBA
letter re CEBS Consultation on the framework for Supervisory Disclosure
(CP05) |
| 06/24/2005 |
The Secretary to the
Code Committee; The Panel on Takeovers and Mergers |
ISDA®
Comment Letter to the UK Takeover Panel (PCP 2005/2) |
| 06/20/2005 |
Alan Napier, Department
for Work and Pensions |
ISDA
Comment Letter to Department for Work and Pensions on the draft Occupational
Pension Schemes (Investment) Regulations 2005 |
06/14/2005
|
ISDA Members
|
Memo
from Gide Loyrette Nouel on Redenomination of Romanian currency |
| 06/09/2005 |
Mr Demarigny, CESR (Committee
of European Securities Regulators) |
ISDA
Comment Letter to CESR regarding CESR's Advice on Clarification of Definitions
concerning Eligible Assets for Investments of UCITS |
| 06/08/2005 |
Mr Damodaran, Chairman
of Securities Exchange Board of India
|
* Request for Clarification
of Disclosure Requirements applicable to Foreign Institutional Investors |
| 05/31/2005 |
IASB |
ISDA
Letter to IASB on IFRIC Draft Interpretation: Reassessment of Embedded Derivatives |
| 05/27/2005 |
European Commission |
ISDA-FBE-LIBA
Response to Commission Services Consultation Paper on Trading Activities
Related Issues and the Treatment of Double Default Effects |
| 05/27/2005 |
Svetlana Boysen, Project
Manager, EFRAG |
ISDA
Letter to EFRAG on IFRIC Draft Interpretation: Reassessment of Embedded
Derivatives |
| 05/27/2005 |
Basel Committee
|
Press
Release; Joint Associations
letter to the Basel Committee regarding the Application of Basel II to Trading
Activities in the Trading Book Review |
| 05/24/2005 |
Mr. John D.K. Lawrence
Director Financial Services Commission |
ISDA
Letter to the Financial Services Commission on Anguilla Netting legislation |
| 04/08/2005 |
Andrea Pryde, IASB |
ISDA
Letter to IASB on ED-7 "Financial Instruments: Disclosures" and
new proposals around "day 1" profits |
| 04/04/2005 |
CESR (Committee of European Securities
Regulators) |
Joint
Associations’ response to CESR consultation on best execution and
market transparency |
| 04/01/2005 |
Mr. John D.K. Lawrence
Director Financial Services Commission |
ISDA
Letter to the Financial Services Commission on Anguilla Netting legislation |
| 03/31/2005 |
International Institute
for Unification of Private Law (UNIDROIT) |
Preliminary
Draft Convention of Harmonised Substantive Rules Regarding Indirectly Held
Securities |
| 03/24/2005 |
Herr Alexander Radwan,
European Parliament |
ISDA/LIBA Letter to European Parliament
on Amendments to Directive on Capital Requirements (Letter,
Amendments) |
| 03/14/2005 |
David Garlick, HM Customs
& Excise |
ISDA
Letter to HM Customs & Excise on VAT treatment of Swap Premia |
03/14/2005
|
Indian Finance Minister
Mr. P. Chidambaram and Governor of RBI Dr. Y. V. Reddy
|
ISDA
expresses support for the legal & legislative reform suggested in the
budget speech |
| 03/09/2005 |
U.S. House Agriculture
Subcommittee on General Farm Commodities and Risk Management. |
Testimony
of Mr. Robert Pickel before the House Agriculture Subcommittee, on Reauthorization
of the CFTC |
| 03/08/2005 |
Securities and Exchange
Commission (SEC)
|
ISDA
comment letter to the SEC relating to a registration, disclosure and reporting
regime for synthetic securities |
| 03/03/2005 |
CESR (Committee of European
Securities Regulators) |
Joint
Associations response to CESR consultation on admission to trading |
| 03/03/2005 |
Senate Leadership |
Industry
Letter of Support for Bankruptcy Reform |
| 02/28/2005 |
Securities and Futures
Commission, Hong Kong
|
Review
of the Disclosure of Interest Regime under Part XV of the SFO |
| 02/28/2005 |
UK Panel on Takeovers
and Mergers |
ISDA
Comment Letter to the UK Takeover Panel (PCP 2005/1) |
| 02/28/2005 |
Eidgenoessische Finanzverwaltung
- Rechtsdienst |
ISDA
comments on Swiss draft act on custody and transfer of indirectly held securities
(in German) |
| 02/28/2005 |
European Capital Markets
Institute |
ISDA
comments on ECMI project on the potential impact of the Hague Securities
Convention |
| 02/18/2005 |
CESR (Committee of European
Securities Regulators) |
Joint
Associations response to CESR consultation on professional client agreements |
| 02/03/2005 |
Lord Browne-Wilkinson,
Chairman, UK Financial Markets Law Committee |
ISDA
comments on UK Financial Markets Law Committee (FMLC Issue No 3) paper on
property interests in investment securities |
| 01/28/2005 |
Joint Forum Paper on
‘Credit Risk Transfer’ |
ISDA submits comment
on October 2004 regulators’ Joint Forum paper on ‘Credit Risk
Transfer’, welcoming paper’s measured assessment of the benefits
of CRT. (The Joint Forum paper is available at www.bis.org) |
| 01/11/2005 |
Steven J. Murphy
Managing Director, Public Finance Ratings
Standard & Poor's |
ISDA
comments on S&P’s Debt Derivative Profiles of swaps associated with U.S.
municipal debt issuance |
| 01/07/2005 |
Central Bank of the
United Arab Emirates; Bahrain Monetary Agency, Saudi Arabian Monetary Agency,
Qatar Central Bank, Central Bank of Kuwait, Bank Negara Malaysia.
|
ISDA submissions on local regulatory
treatment of OTC derivatives transactions documented under ISDA.
* Letter is available from isdaeurope@isda.org. |
