| SUBMISSION
DATE |
ADDRESSED
TO |
TOPIC SUMMARY |
12/29/2006
|
ISDA members
|
US
Exchange Closings on January 2, 2007 |
12/27/2006
|
Securities and Exchange
Commission
|
Regulation
AB, Item 1115 |
| 12/21/2006 |
The Bank of Thailand
|
* ISDA submission
on Notification of Reserve Requirements |
12/08/2006
|
Mr. Larry Smith
Director – Technical Application and Implementation Activities
FASB
|
ISDA
and ASF are pleased to offer the following comments in response to the Financial
Accounting Standards Board’s (“FASB”) Proposed Statement
133 Implementation Issue No. B40, Embedded Derivatives: Application of Paragraph
13(b) to Securitized Interests in Prepayable Financial Assets, (“Proposed
Issue B40”). |
| 11/30/2006 |
New Zealand Ministry
of Economic Development
|
ISDA Letter on Review of Securities
Offerings Discussion Document Relating to the Definition of “Derivative”
(Letter) (Appendix)
|
| 11/03/2006 |
IASB (International
Accounting Standards Board) |
ISDA
letter on the IASB and FASB Joint Conceptual Framework for Financial Reporting
Preliminary views paper |
| 10/23/2006 |
Accord Implementation
Group |
IIF-ISDA-LIBA
Note to the Accord Implementation Group regarding Strand Three of the Trading-Book
Review |
| 10/23/2006 |
IASB (International
Accounting Standards Board) |
ISDA
response to proposed amendments to IAS 32 |
| 10/06/2006 |
Institute for the Unification
of Private Law (UNIDROIT) |
ISDA
proposals to amend UNIDROIT draft convention on harmonised substantive rules
for intermediated securities |
| 10/02/2006 |
Committee of European
Banking Supervisors (CEBS) |
ISDA-LIBA-BBA
response on CEBS CP12 on Stress Testing under the Supervisory Review Process |
| 09/21/2006 |
ISDA from Commission
Bancaire |
Commission
Bancaire's response to ISDA's February 17th letter on the recognition of
purchased CDS protection documented under a Master netting agreement |
| 09/18/2006 |
Sir David Tweedie, Chairman
of IASB |
Industry
comments on the importance of a global fair value measurement standard |
| 09/15/2006 |
European Commission,
Internal Markets and Services DG
|
Responses to EC Call for Evidence
on transparency provisions in MiFID. ISDA
response. Joint
industry response. |
| 09/15/2006 |
European Commission,
DG Internal Markets and Services |
Additional
ISDA Remarks Concerning the Evaluation of the Implementation of the EU Collateral
Directive |
| 08/22/2006 |
ISDA Members and Non-Members
|
Memo
on migration of rate sources from Telerate to Reuters and implications for
the 2000 ISDA Definitions |
08/21/2006
|
Ms. Eileen Donovan,
Acting Secretary, CFTC
|
ISDA
comment letter responding to request for comments issued by the CFTC regarding
possible changes to the CFTC’s Commitment of Traders report |
| 08/21/2006 |
CEBS; EU Commission;
UK FSA; and UK HMT |
ISDA-LIBA-BBA
Industry report on Managing Concentration Risk. The review is based on 11
detailed responses to CEBS questionnaire on Large Exposures from large internationally
active firms and submitted to the associations in confidence |
| 08/18/2006 |
FSA (Financial Services
Authority) |
Joint
trade associations' response to FSA CP06/9 |
| 08/15/2006 |
CESR (Committee of European
Securities Regulators) |
ISDA-BBA-LIBA
response to the CESR questionnaire on the day-to-day application of the
IOSCO Code by the Credit Rating Agencies |
08/03/2006
|
Reserve Bank of India
|
* ISDA submission
on Enactment of Reserve Bank of India (Amendment) Act, 2006 |
| 07/28/2006 |
Mr. David R. Bean
Director – Research and Technical Activities
Governmental Accounting Standards Board
|
The
Bond Market Association (“TBMA”) and the International Swaps
and Derivatives Association (“ISDA”) offered comments in response
to the Governmental Accounting Standards Board’s (“GASB”
or “Board”) Preliminary Views document on major issues related
to Accounting and Financial Reporting for Derivatives (the “Preliminary
Views document”). TBMA and ISDA highlight the importance of issuing
standards that improve the usefulness of financial reports based on the
needs of the report users, as well as the need to balance costs and benefits
of new standards. |
| 07/25/2006 |
Pakistan Banking Association |
ISDA
technical comments on Draft Banking Act, 2006 |
07/13/2006
|
Bank Negara Malaysia
|
* ISDA submits detailed
suggestions on how to improve legal and regulatory certainty related to
close-out netting in Malaysia |
| 06/29/2006 |
CP06/4 – Implementation
of the Transparency Directive |
ISDA
submits response on UK disclosure of cash-settled derivatives (FSA consultation
CP06/4 on implementation Transparency Directive) |
| 06/15/2006 |
Task Force on the Interagency
Statement on Complex Structured Finance Transactions
|
ISDA,
BMA and SIA send letter to financial regulators regarding interagency guidance
on Complex Structured Finance Activities |
| 06/08/2006 |
The Securities and Exchange
Commission |
ISDA,
TBMA and ASF submit letter to SEC on disclosure required under Items 1115
and 1114 of Regulation AB |
| 06/08/2006 |
Chairmen of the Russian
State Duma Committee on Credit Organizations and Financial Markets |
ISDA
Comments on Draft Article 1062 of Russian Civil Code |
| 05/31/2006 |
Banca d'Italia |
Implementation
of the New International Prudential Framework (Basel II, the New Accord
and New EU Directive on capital requirements for credit institutions and
investment firms); discussion of distinction between close-out netting and
set-off |
| 05/19/2006 |
Peter Martin, Canadian
Accounting Standards Board |
ISDA
response to the Discussion Paper on Measurement Bases for Financial Accounting
- Measurement on Initial Recognition |
| 05/08/2006 |
United States Court
of Appeals for the Second Circuit |
Amicus
Brief - Aon Financial Products and Aon Corporation v Societe Generale |
| 05/05/2006 |
Diane Moore, Financial
Services Authority |
Joint
Associations' response to FSA on CP06/3 - Strengthening Capital Standards |
| 04/24/2006 |
Mr Demarigny, CESR (Committee
of European Securities Regulators) |
Joint
Associations response to CESR Call for evidence on Consolidation of Market
Transparency Data |
| 04/05/2006 |
Mr. Larry Smith
Director – Technical Application and Implementation Activities
FASB |
ISDA,
SIA, ASF and TBMA are pleased to offer the following comments in response
to the FASB’s Proposed Statement of Financial Standards, The Fair
Value Option for Financial Assets and Financial Liabilities (the “Exposure
Draft”) |
| 04/03/2006 |
European Commission,
DG Internal Market and Services |
ISDA
response to Commission questionnaire on the evaluation of the implementation
of the Directive on Financial Collateral Arrangements |
03/31/2006
|
China Foreign Exchange
Trade System and State Administration of Foreign Exchange, PRC |
* ISDA submission
on CFETS/SAFE draft Inter-bank RMB / FX Forward Master Agreement |
| 02/28/2006 |
Mr Brian Penn, Esq,
HM Courts Service, Civil Law and Justice Division. |
ISDA
Remarks on European Commission Proposal for a Regulation on the Law Applicable
to Contractual Obligations (Rome I Regulation) |
| 02/27/2006 |
International Institute
for the Unification of Private Law (UNIDROIT) |
ISDA
Comments on Preliminary Draft Convention on Harmonised Substantive Rules
Regarding Intermediated Securities |
| 02/24/2006 |
Basel Committee on Banking
Supervision |
ISDA/BBA/LIBA
response to BCBS Consultation Document on Home-Host information sharing
for effective Basel II implementation |
| 02/17/2006 |
Guillaume Tabourin and
Philippe Troussard at Commission Bancaire |
ISDA
letter to Commission Bancaire on the recognition of purchased CDS protection
documented under a Master netting agreement |
| 02/17/2006 |
Ms Davida Lachman-Messer,
Adv., Dep Attorney General, Israeli Ministry of Justice |
ISDA
comments on proposed Law on Financial Asset Agreements, 5766-2005 |
| 02/16/2006 |
Committee of European
Banking Supervisors (CEBS) |
ISDA-LIBA-BBA-ESF
letter re CEBS Consultation Paper (CP) CP10R: Second Round of Consultation
on the Validation and Assessment of Credit and Operational Risk Approaches
under the Basel 2 regulatory Capital Requirements Directive |
02/1/2006
|
Hong Kong Monetary Authority
|
* ISDA submission
on proposals concerning bilateral netting agreements in the December 2005
Consultation Papers on New Capital Adequacy Standards in Hong Kong |
| 01/31/2006 |
Ministry of Justice,
South Korea
|
* ISDA submission
on Presidential Decree under Article 120, Paragraph 3 of the Debtor Rehabilitation
and Bankruptcy Law |
| 01/30/2006 |
National Association
of Insurance Commissioners |
ISDA
Submits Comment Letter to NAIC on Accreditation for Close-out Netting Provisions
Relating to Insurance Companies |
01/27/2006
|
The Secretary to the
Code Committee; The Panel on Takeovers and Mergers
|
ISDA
Comment Letter to the UK Takeover Panel (PCP 2005/3 and 2005/4) |
01/25/2006
|
Monetary Authority
of Singapore
|
* ISDA submission
on Consultation Paper on Recognition of Bilateral Netting for Capital Adequacy
Purposes |
