SUBMISSIONS DATED 2007

SUBMISSION DATE ADDRESSED TO TOPIC SUMMARY
12/7/2007 Australian Takeovers Panel
* ISDA submission on Draft Guidance Note on Equity Derivatives
11/13/2007 Nancy M. Morris, Securities and Exchange Commission ISDA and the Dealer Accounting Committee of the SIFMA comments with respect to the Securities and Exchange Commission’s concept release on allowing U.S. issuers the option to prepare financial statements in accordance with IFRS, as published by the IASB
11/7/2007
Reserve Bank of India (“RBI”)
* ISDA submission on Revised Draft Guidelines on Credit Default Swaps
10/19/2007 Michel Prada, Chair, IOSCO Technical Committee ISDA letter on global regulatory convergence issues in advance of IOSCO Technical Committee meeting in Tokyo, 8 and 9 November 2007
10/19/2007
Securities Exchange Board of India (“SEBI”)
* ISDA submission on Discussion Paper on Offshore derivative instruments (Participatory Notes)
10/19/2007 Tricia O'Malley, IFRIC Coordinator, IASB ISDA letter supporting IFRIC Draft Interpretation D22, Hedges of a Net Investment in a Foreign Operation
10/19/2007 Jackie Bartlett, HMRC ISDA letter on HMRC re-write project derivatives contract legislation
10/15/2007 Russell Golden, FASB ISDA’s comment letter regarding the proposed FASB Staff Position APB 14-a, Accounting for Convertible Debt Instruments That May Be Settled in Cash upon Conversion (Including Partial Cash Settlement)
9/28/2007 European Commission - DG Internal Market and Services ISDA response to the consultation on the EU Directive on the Reorganisation and Winding-up of Credit Institutions
9/24/2007 Securities and Exchange Commission ISDA supports the SEC’s proposal to allow a foreign private issuer to file financial statements prepared in accordance with IFRS as published by the IASB without reconciliation to US GAAP
9/21/2007 Russell Golden, FASB ISDA’s comment letter regarding the FASB’s proposed Statement No. 133 Implementation Issue E23, “Issues Involving the Application of the Shortcut Method under Paragraph 68”
9/21/2007 Ms. Nancy M. Morris, Secretary, US Securities and Exchange Commission
Joint Association Rule 144 Comment Letter
9/21/2007 Chairman and Deputy Chairman of the Russian State Duma Committee on Credit Organisations and Financial Markets ISDA Comments on Draft Bill Amending the Federal Law on Insolvency (Bankruptcy) of Credit Institutions (English/Russian versions)
9/10/2007
Perbadanan Insurans Deposit Malaysia (“MDIC”)
* ISDA submission on Proposals to Achieve Confirmation of “Enforceability of Close-Out Netting in Malaysia under the Malaysia Deposit Insurance Corporation Act 2005”
8/15/2007 CEBS (Committee of European Banking Supervisors) ISDA-LIBA-BBA-ESF response to CEBS CP14
8/14/2007 EU Energy Commissioner Piebalgs (cc other EU Commissioners and key European Commission staff) ISDA-FOA-BBA-EFET-LIBA-SIFMA letter and annex detailing concerns regarding upcoming proposals for transparency and transaction reporting requirements in electricity and gas wholesale (physical and derivative) markets.
8/6/2007
Supreme Court of the United States Amicus Brief – Petition for a Writ of Certiorari - Snohomish (Amicus Brief)
8/1/2007 CEBS (Committee of European Banking Supervisors) CFRC WG (ISDA-EFET-FOA) response to second part of CEBS Technical Advice to the European Commission on the Review of Commodities Business under Article 48 of Directive 2006/49/EC
7/2/2007 Tricia O'Malley, IFRIC ISDA letter re IFRIC Tentative Agenda Decision: IAS 39 Financial Instruments: Recognition and Measurement - Hedging future cash flows with pruchased options
7/1/2007 Securities and Exchange Commission ISDA, SIFMA and ASF submit joint letter to the SEC reg. Required Disclosure under Item 1115 of Regulation AB
6/20/2007 European Commission Industry Warns Against Inappropriate Regulation of Commodity Derivatives
6/19/2007 CEBS (Committee of European Banking Supervisors) ISDA-LIBA-FASD-SSDA response to CEBS CP01rev
6/19/2007 CEBS (Committee of European Banking Supervisors) ISDA-LIBA-FASD-SSDA response to CEBS CP13
6/15/2007
Reserve Bank of India
* ISDA submission on Draft Guidelines of Credit Default Swaps
5/22/2007 Securities unit G3, DG Internal Market, European Commission ISDA-FOA-EFET Response to Call for Evidence on Commodity and Exotic Derivatives
5/4/2007 Jon Nelson, IASB (International Accounting Standards Board) ISDA comment letter on the IASB’s Discussion Paper on Fair Value Measurement and SFAS 157
5/1/2007 United Nations Commission on International Trade Law ISDA Comments on UNCITRAL Draft Legislative Guide on Secured Transactions
4/30/2007
United States District Court - Southern District of New York
Amicus Brief – In re Manhattan Investment Fund Ltd. (Gredd v Bear Stearns) (Amicus Brief) (Motion for Leave)
4/20/2007 International Institute for the Unification of Private Law ISDA comments on UNIDROIT's Preliminary Draft Convention on Substantive Rules Regarding Intermediated Securities (Doc.57 - November 2006)
4/15/2007 National Bank of Kazakhstan and Agency for the Regulation and Supervision of the Financial Market and Financial Organizations
Achieving legal certainty for derivatives in Kazakhstan
4/13/2007 Mr. Paul Beswick, FASB Practice Fellow, FASB ISDA’s comments with respect to the Financial Accounting Standards Board’s Invitation to Comment on Valuation Guidance for Financial Reporting
4/3/2007
United States Bankruptcy Court – Eastern District of North Carolina
Amicus Brief – Richard M. Hutson, II, Trustee for National Gas Distributors, LLC v The Smithfield Packing Company, Incorporated (Amicus Brief) (Motion for Leave)
3/26/2007 Federal Reserve, OCC, FDIC, and OTS
Joint industry comment on the US Basel II NPR
3/20/2007 Gerry Cross, Financial Services Authority Joint ISDA-LIBA letter to FSA on Computation level of Effective Expected Positive Exposure
3/2/2007 Mr. Lawrence Smith, Technical Director, FASB ISDA’s comments with respect to the Financial Accounting Standards Board’s proposed Statement of Financial Accounting Standards, Disclosures about Derivative Instruments and Hedging Activities
2/27/2007 Mr. Lawrence Smith, EITF Chair ISDA’s views with regards to the EITF Issue No. 07-B, “Accounting for Convertible Instruments that Require or Permit Partial Cash Settlement upon Conversion” (“Issue 07-B”)
1/26/2007 AIG Trading Book Working Group Joint Industry Technical Paper on Incremental Default Risk Modeling
1/23/2007 Federal Reserve, OCC, FDIC, and OTS Joint industry comment on the US Market Risk NPR
1/22/2007
Reserve Bank of India
* ISDA submission on Draft Comprehensive Guidelines on Derivatives
1/4/2007
ISDA Members
US Exchange Closings on January 2, 2007 - Commodity Derivatives - Supplemental Guidance

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* These particular submissions are not available to the general public, however, they may be made available to member firms/institutions of ISDA. If you are a member and require a document which is not available, please send an email to ISDA@ISDA.ORG stating the submission date and topic summary of the document you require.