| SUBMISSION
DATE |
ADDRESSED
TO |
TOPIC SUMMARY |
| 12/7/2007 |
Australian Takeovers
Panel
|
* ISDA submission
on Draft Guidance Note on Equity Derivatives |
| 11/13/2007 |
Nancy M. Morris, Securities
and Exchange Commission |
ISDA
and the Dealer Accounting Committee of the SIFMA comments with respect to
the Securities and Exchange Commission’s concept release on allowing
U.S. issuers the option to prepare financial statements in accordance with
IFRS, as published by the IASB |
11/7/2007
|
Reserve Bank of India
(“RBI”)
|
* ISDA submission
on Revised Draft Guidelines on Credit Default Swaps |
| 10/19/2007 |
Michel Prada, Chair,
IOSCO Technical Committee |
ISDA
letter on global regulatory convergence issues in advance of IOSCO Technical
Committee meeting in Tokyo, 8 and 9 November 2007 |
10/19/2007
|
Securities Exchange
Board of India (“SEBI”)
|
* ISDA submission
on Discussion Paper on Offshore derivative instruments (Participatory Notes) |
| 10/19/2007 |
Tricia O'Malley, IFRIC
Coordinator, IASB |
ISDA
letter supporting IFRIC Draft Interpretation D22, Hedges of a Net Investment
in a Foreign Operation |
| 10/19/2007 |
Jackie Bartlett, HMRC |
ISDA
letter on HMRC re-write project derivatives contract legislation |
| 10/15/2007 |
Russell Golden, FASB |
ISDA’s
comment letter regarding the proposed FASB Staff Position APB 14-a, Accounting
for Convertible Debt Instruments That May Be Settled in Cash upon Conversion
(Including Partial Cash Settlement) |
| 9/28/2007 |
European Commission
- DG Internal Market and Services |
ISDA
response to the consultation on the EU Directive on the Reorganisation and
Winding-up of Credit Institutions |
| 9/24/2007 |
Securities and Exchange
Commission |
ISDA
supports the SEC’s proposal to allow a foreign private issuer to file
financial statements prepared in accordance with IFRS as published by the
IASB without reconciliation to US GAAP |
| 9/21/2007 |
Russell Golden, FASB |
ISDA’s
comment letter regarding the FASB’s proposed Statement No. 133 Implementation
Issue E23, “Issues Involving the Application of the Shortcut Method
under Paragraph 68” |
| 9/21/2007 |
Ms. Nancy M. Morris,
Secretary, US Securities and Exchange Commission
|
Joint
Association Rule 144 Comment Letter |
| 9/21/2007 |
Chairman and Deputy
Chairman of the Russian State Duma Committee on Credit Organisations and
Financial Markets |
ISDA
Comments on Draft Bill Amending the Federal Law on Insolvency (Bankruptcy)
of Credit Institutions (English/Russian versions) |
9/10/2007
|
Perbadanan Insurans
Deposit Malaysia (“MDIC”)
|
* ISDA submission
on Proposals to Achieve Confirmation of “Enforceability of Close-Out
Netting in Malaysia under the Malaysia Deposit Insurance Corporation Act
2005” |
| 8/15/2007 |
CEBS (Committee of European
Banking Supervisors) |
ISDA-LIBA-BBA-ESF
response to CEBS CP14 |
| 8/14/2007 |
EU Energy Commissioner
Piebalgs (cc other EU Commissioners and key European Commission staff) |
ISDA-FOA-BBA-EFET-LIBA-SIFMA
letter and annex
detailing concerns regarding upcoming proposals for transparency and transaction
reporting requirements in electricity and gas wholesale (physical and derivative)
markets. |
8/6/2007
|
Supreme Court of the
United States |
Amicus Brief – Petition for
a Writ of Certiorari - Snohomish (Amicus
Brief) |
| 8/1/2007 |
CEBS (Committee of European
Banking Supervisors) |
CFRC
WG (ISDA-EFET-FOA) response to second part of CEBS Technical Advice to the
European Commission on the Review of Commodities Business under Article
48 of Directive 2006/49/EC |
| 7/2/2007 |
Tricia O'Malley, IFRIC |
ISDA
letter re IFRIC Tentative Agenda Decision: IAS 39 Financial Instruments:
Recognition and Measurement - Hedging future cash flows with pruchased options |
| 7/1/2007 |
Securities and Exchange
Commission |
ISDA,
SIFMA and ASF submit joint letter to the SEC reg. Required Disclosure under
Item 1115 of Regulation AB |
| 6/20/2007 |
European Commission |
Industry
Warns Against Inappropriate Regulation of Commodity Derivatives |
| 6/19/2007 |
CEBS (Committee of European
Banking Supervisors) |
ISDA-LIBA-FASD-SSDA
response to CEBS CP01rev |
| 6/19/2007 |
CEBS (Committee of European
Banking Supervisors) |
ISDA-LIBA-FASD-SSDA
response to CEBS CP13 |
6/15/2007
|
Reserve Bank of India
|
* ISDA submission
on Draft Guidelines of Credit Default Swaps |
| 5/22/2007 |
Securities unit G3,
DG Internal Market, European Commission |
ISDA-FOA-EFET
Response to Call for Evidence on Commodity and Exotic Derivatives |
| 5/4/2007 |
Jon Nelson, IASB (International
Accounting Standards Board) |
ISDA
comment letter on the IASB’s Discussion Paper on Fair Value Measurement
and SFAS 157 |
| 5/1/2007 |
United Nations Commission
on International Trade Law |
ISDA
Comments on UNCITRAL Draft Legislative Guide on Secured Transactions |
4/30/2007
|
United States District
Court - Southern District of New York
|
Amicus Brief – In re Manhattan
Investment Fund Ltd. (Gredd v Bear Stearns) (Amicus
Brief) (Motion for
Leave) |
| 4/20/2007 |
International Institute
for the Unification of Private Law |
ISDA
comments on UNIDROIT's Preliminary Draft Convention on Substantive Rules
Regarding Intermediated Securities (Doc.57 - November 2006) |
| 4/15/2007 |
National Bank of Kazakhstan
and Agency for the Regulation and Supervision of the Financial Market and
Financial Organizations
|
Achieving
legal certainty for derivatives in Kazakhstan |
| 4/13/2007 |
Mr. Paul Beswick, FASB
Practice Fellow, FASB |
ISDA’s
comments with respect to the Financial Accounting Standards Board’s
Invitation to Comment on Valuation Guidance for Financial Reporting |
4/3/2007
|
United States Bankruptcy
Court – Eastern District of North Carolina
|
Amicus Brief – Richard M.
Hutson, II, Trustee for National Gas Distributors, LLC v The Smithfield
Packing Company, Incorporated (Amicus Brief)
(Motion for Leave) |
| 3/26/2007 |
Federal Reserve, OCC,
FDIC, and OTS
|
Joint
industry comment on the US Basel II NPR |
| 3/20/2007 |
Gerry Cross, Financial
Services Authority |
Joint
ISDA-LIBA letter to FSA on Computation level of Effective Expected Positive
Exposure |
| 3/2/2007 |
Mr. Lawrence Smith,
Technical Director, FASB |
ISDA’s
comments with respect to the Financial Accounting Standards Board’s
proposed Statement of Financial Accounting Standards, Disclosures about
Derivative Instruments and Hedging Activities |
| 2/27/2007 |
Mr. Lawrence Smith,
EITF Chair |
ISDA’s
views with regards to the EITF Issue No. 07-B, “Accounting for Convertible
Instruments that Require or Permit Partial Cash Settlement upon Conversion”
(“Issue 07-B”) |
| 1/26/2007 |
AIG Trading Book Working
Group |
Joint
Industry Technical Paper on Incremental Default Risk Modeling |
| 1/23/2007 |
Federal Reserve, OCC,
FDIC, and OTS |
Joint
industry comment on the US Market Risk NPR |
1/22/2007
|
Reserve Bank of India
|
* ISDA submission
on Draft Comprehensive Guidelines on Derivatives |
1/4/2007
|
ISDA Members
|
US
Exchange Closings on January 2, 2007 - Commodity Derivatives - Supplemental
Guidance |