| SUBMISSION
DATE |
ADDRESSED
TO |
TOPIC SUMMARY |
12/31/2009 |
Basel Committee on Banking Supervision – Cross-Border Bank Resolution Group |
ISDA responds to report and recommendations on cross-border bank resolution |
12/22/2009 |
Slovak Republic - Ministry of Finance; Ministry of Justice and National Bank of Slovakia |
ISDA submission in support of reform of netting and collateral legislation in Slovakia |
12/21/2009 |
Chairman Baucus and Ranking Member Grassley |
Final ISDA Letter on Extenders Bill for Distribution (ISDA Comments section 501 of FATCA) (Letter on Extenders Bill) |
12/15/2009 |
Reserve Bank of India |
* ISDA submission on Draft Comprehensive Guidelines on Foreign Exchange Derivatives and Hedging Commodity Price Risk and Freight Risk Overseas |
12/14/2009 |
Financial Supervisory Service |
ISDA submission regarding Risk Management Guidelines for FX Derivatives Transactions |
11/30/2009 |
IASC Foundation |
“Part 2 of the Constitution Review / Proposal for Enhanced Public Accountability” |
11/20/2009 |
Republic of Ireland Department of Finance |
Further ISDA submission regarding partial property transfer powers under the NAMA Bill 2009 |
11/20/2009 |
House Ways and Means Select Revenue Measures Subcommittee |
The imposition of U.S. withholding tax with respect to certain payments made on equity swaps
(Exhibit to ISDA Letter) (ISDA Comments section 501 of FATCA) |
11/6/2009 |
Central Bank of Chile |
ISDA Comments on close-out netting in Chile |
10/30/2009 |
Republic of Ireland - Department of Finance |
ISDA comments on National Asset Management Agency Bill 2009 |
10/30/2009 |
Slovenian Ministry of Justice |
Achieving legal certainty for close-out netting in Slovenia |
10/21/2009 |
European Commission, European Parliament, Council of the European Union |
ISDA comment on Proposal for a Directive on Alternative Investment Fund Managers (AIFMD) |
10/9/2009 |
Russell Golden, FASB |
Proposed Accounting Standards Update to Topic 820, Improving Disclosures about Fair Value Measurements |
10/6/2009 |
Committee of European Securities Regulators |
Final ISDA response to CESR consultation on classification and identification of OTC derivative instruments for the purpose of the exchange of transaction reports |
9/28/2009 |
IASB (International Accounting Standards Board) |
ISDA's Comment letter on the IASB's Exposure Draft on 'Fair Value Measurement" |
9/18/2009 |
The National Assembly of Republic of Korea |
ISDA submission to the National Assembly of Republic of Korea regarding the proposed new product approval bill |
9/16/2009 |
UK Insolvency Service – Policy Unit |
ISDA response to consultation on new UK regime for company rescue |
9/14/2009 |
IASB (International Accounting Standards Board) |
ISDA's Comment letter on the IASB's Exposure Draft on “Financial Instruments: Classification and Measurement" |
9/11/2009 |
Taiwan Financial Services Roundtable (TFSR) |
* JAC acknowledgment letter to the Taiwan Financial Services Roundtable |
9/3/2009 |
European Commission |
Commodity Derivatives Working Group response to EC Derivatives consultation |
9/3/2009 |
European Commission |
European Commission second Stakeholders’ meeting in Brussels on IAS 39 |
9/1/2009 |
IASB (International Accounting Standards Board) |
ISDA's Comment letter on IASB's Discussion Paper on " Credit Risk in Liability Measurement" |
8/11/2009 |
Taiwan Financial Services Roundtable (TFSR) and the Financial Supervisory Commission (FSC) |
* JAC submission regarding the draft rules issued by TFSR in respect of offshore structured notes |
8/11/2009 |
The Australian Government |
* ISDA submission on Improving Australia's Framework for Disclosure of Equity Derivative |
| 7/10/2009 |
HM Treasury – Investment Bank Insolvency 3/09 |
ISDA response to HMT consultation on developing effective resolution arrangements for investment banks |
| 7/8/2009 |
Ukrainian Parliament - Chairman of the Committee on Finance and Banking |
Derivatives legislation in Ukraine |
| 7/8/2009 |
Russell Golden, FASB |
Proposed FASB Staff Position FAS 157-g, Estimating the Fair Value of
Investments in Investment Companies That Have Calculated Net Asset Value per
Share in Accordance with the AICPA Audit and Accounting Guide, Investment
Companies |
| 6/30/2009 |
European Commission –DG Justice, Freedom and Security – Unit Civil Justice |
ISDA responds to Commission Green Paper and Report on the review of the EU Regulation on Jurisdiction, Recognition and Enforcement of Judgments in Civil and Commercial Matters (Brussels 1 Regulation) |
| 6/23/2009 |
European Commission DG Internal Market and Services |
ISDA response to consultation on legislation on legal certainty of securities holding and dispositions |
| 6/19/2009 |
Elizabeth Murphy, U.S. Securities and Exchange Commission |
ISDA Comments on Proposed Amendments to Regulation SHO |
| 6/18/2009 |
David Cook, UK Financial Services Authority |
ISDA Response to The Turner Review: “A regulatory response to the global banking crisis” & Discussion Paper 09/2: “A regulatory response to the global banking crisis” |
| 6/16/2009 |
European Commission |
Commodity Derivatives Working Group (CDWG) response to EC Call for Evidence on Market Abuse Directive review. Note: the CDWG represents the views of commodity firm members of ISDA, the FOA and EFET, and has served, for several years, as a forum for commodity firms to engage with policymakers on issues pertaining to financial regulation of commodity firms. |
| 6/16/2009 |
Commodity Futures Trading Commission |
ISDA submission Concept Release regarding Bona Fide Hedge Exemptions: 74 Red. Reg. 12282 (March 24, 2009) |
| 6/15/2009 |
UK Financial Services Authority |
LIBA-ISDA-SIFMA-ISLA response to FSA CP 09/15 on short selling disclosure regime |
| 6/15/2009 |
IOSCO |
ASF-ESF-ISDA-SIFMA response to IOSCO paper on unregulated markets and products |
| 6/11/2009 |
European Commission |
LIBA-ISDA-SIFMA-ISLA response to EC Call for Evidence on Market Abuse Directive review (Call for Evidence) (Response) |
| 6/4/2009 |
IASB (International Accounting Standards Board) |
ISDA's letter to the IASB on the IAS 39 replacement project |
| 6/3/2009 |
Corporations and Financial Services Division
The Treasury |
* ISDA submission on Margin lending provisions - Corporations Legislation Amendment (Financial Services Modernisation) Bill 2009 |
| 6/1/2009 |
Russell Golden, FASB |
Proposed FASB Staff Position FAS 157-f, Measuring Liabilities under FASB
Statement No. 157 |
| 5/29/2009 |
European Commission |
Letter from Commodity Derivatives Working Group to European Commission on central clearing of commodity derivatives. Note: the CDWG represents the views of commodity firm members of ISDA, the FOA and EFET, and has served, for several years, as a forum for commodity firms to engage with policymakers on issues pertaining to financial regulation of commodity firms |
| 5/27/2009 |
The Australian Consumer Law
Competition and Consumer Policy Division
The Treasury |
* ISDA submission on draft provisions of unfair contract terms - Trade Practices Amendment (Australian Consumer Law) Bill 2009 |
| 5/22/2009 |
NCOIL Model Legislation |
ISDA Comments on Proposed NCOIL Legislation for Credit Default Swaps |
| 4/29/2009 |
Director Elemér Tertak, European Commission |
Joint Association (ISDA, LIBA, EBF, ESF) response to the EU Commission Services Working Document on proposed changes to the Capital Requirements Directive |
| 4/23/2009 |
Market Conduct Policy Division
Capital Markets Department
Monetary Authority of Singapore |
* ISDA submission on MAS Consultation Paper on Review of the Regulatory Regime Governing the Sale and Marketing of Unlisted Investment Products |
| 4/22/2009 |
Basel Committee on Banking Supervision |
Joint Association (IBFED, ISDA, LIBA, ESF) response to Basel Committee on BCBS 150 - Proposed enhancement to the Basel II framework (Covering letter) (Response) |
| 4/21/2009 |
CESR-ESCB |
ISDA response to consultation on draft Recommendations for CCPs including CCPs clearing OTC derivatives |
4/17/2009 |
The Secretary for Financial Services and the Treasury; Securities and Futures Commission and Hong Kong Monetary Authority |
* ISDA submission on the regulatory changes proposed in the SFC and HKMA Lehman Minibonds reports |
| 4/17/2009 |
IASB (International Accounting Standards Board) |
ISDA's Comment letter on "IASB's request for views on the FASB's FSP FAS 157-4" |
| 4/17/2009 |
IASB (International Accounting Standards Board) |
ISDA's Comment letter on "IASB's request for views on the FASB's FSP FAS 115-2 and 124-2” |
| 4/10/2009 |
US House of Representatives – Committee on Agriculture |
ISDA response to questionnaire on climate change options to reduce greenhouse gas emissions |
| 4/3/2009 |
IASC Foundation |
ISDA's Comment letter on “IASC Foundation Review of the Constitution: Identifying Issues for Part 2 of the Review” |
| 4/2/2009 |
FCAG (Financial Crisis Advisory Group) |
ISDA's Comment letter on “Financial Crisis Advisory Group (FCAG) Written Submissions from Constituents” |
| 3/27/2009 |
Russell Golden, FASB |
ISDA Comments on Proposed FASB Staff Position FAS 115-a, FAS 124-a, and EITF 99-20-b, Recognition
and Presentation of Other-Than-Temporary Impairments |
| 3/27/2009 |
Russell Golden, FASB |
ISDA Comments on Proposed FASB Staff Position FAS 157-e, Determining Whether a Market Is Not Active
and a Transaction Is Not Distressed |
| 3/13/2009 |
Klaas Knot, Basel Committee |
Joint Association (ISDA, LIBA, IBFed) response to “Principles for sound stress testing practices and supervision” (CP147) |
| 3/13/2009 |
Basel Committee |
Joint Association (ISDA, IIF, LIBA, IBFed) response to “Revisions to the Basel II market risk framework" (BCBS 148) and "Guidelines for computing capital for incremental risk in the trading book" (BCBS 149) |
| 3/5/2009 |
FSA |
Joint Association (ISDA, LIBA, BBA) response to the UK FSA's CP 08 22 on "Strengthening Liquidity Standards" |
| 2/27/2009 |
UK HMT -Team Leader - Financial Stability/Banking Reform |
ISDA comments on UK Banking Act 2009 – Safeguards Order – scope of netting and set-off |
| 2/17/2009 |
European Commission |
Commitment by 9 leading dealer firms to clear CDS in European CCP |
| 2/13/2009 |
Russell Golden, FASB |
ISDA Comments on Proposed Issue C22, Exception Related to Embedded Credit
Derivatives |
| 2/10/2009 |
CFTC (Commodity Futures Trading Commission) |
ISDA Comments on Proposed Rules Implementing the CFTC Reauthorization Act of 2008 |
| 2/8/2009 |
European Commission |
ISDA response to EC consultation on hedge funds |
| 2/6/2009 |
Basel Committee on Banking Supervision |
Supervisory Guidance for Assessing Banks’ Financial Instrument Fair Value Practices |
| 1/23/2009 |
FSA CP 08/17 Disclosure of Contracts for Difference |
ISDA responds jointly with LIBA to FSA Consultation on Disclosure of CfDs |
| 1/20/2009 |
IASB (International Accounting Standards Board) |
ISDA's Comment Letter to IASB's Exposure Draft "Embedded Derivatives -- Amendments to IFRS 7 and IAS 39" |
1/19/2009 |
Central Bank of the Republic of China (Taiwan) |
* ISDA submission to Taiwan central bank regarding title transfer of dematerialised government bonds |
| 1/15/2009 |
IASB (International Accounting Standards Board) |
ISDA's Comment letter on IASB's Exposure Draft on "Investments in Debt Instruments - Proposed Amendments to IRFS 7" |
| 1/9/2009 |
HM Treasury |
ISDA response to consultation on UK Banking Bill Special Resolution Regime: safeguards for partial property transfers |
