The Securities Financing Transactions Regulation (SFTR) Information Statement is a template disclosure document for use by market participants to inform their counterparties of the general risks and consequences that may be involved in consenting to a right of use of collateral provided under a security collateral arrangement or of concluding a title transfer collateral arrangement. The table below has been compiled by ISDA following requests from members for a centralised database of contact information for institutions with the aim of promoting efficient delivery of SFTR Information Statements between market participants.

The information set out has been provided to ISDA by the entities listed below and ISDA has not taken any steps to verify or confirm the accuracy of such information. ISDA does not accept any responsibility for incorrect or inaccurate information and each entity relying on the information below should take all necessary steps to verify that any communication sent has been received by the other party. Please note that the information set out below is subject to change and update and only the most recent information should be used as the relevant contact information.

If you would like to add your contact information to the table below or the information set out in respect of your entity is out of date and you would like to update the information, please contact the ISDA legal team at ISDAlegal@isda.org.

 

Entity Name ▲ Contact Email Address Telephone Number
ABSA Bank Limited
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Australia and New Zealand Banking Group Limited (ANZBGL)
EuropeCompliance@anz.com
0203 2292542
Banco Barclays SA
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Bank of America Merrill Lynch International Limited
bofaml_rcvd_sftr_letters@baml.com
N/A
Bank of America, N.A.
bofaml_rcvd_sftr_letters@baml.com
N/A
Bank of Scotland plc
collateral_reuse_questions@LloydsBanking.com
N/A
Barclays Bank (Suisse) SA
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Barclays Bank Mexico SA
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Barclays Bank PLC
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Barclays BCL Fixed Income Sarl
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Barclays BCLI No 2 Sarl
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Barclays BR Holdings Sarl
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Barclays Capital Energy Inc
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Barclays Capital Inc
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Barclays Capital Luxembourg Sarl
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Barclays Capital Mauritius Limited
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Barclays Capital Securities Limited
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Barclays Capital Securities Taiwan Limited
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Barclays Capital Trading Luxembourg Sarl
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Barclays Covered Bonds LLP
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Barclays Luxembourg USD Holdings Sarl
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Barclays Securities (India) Private Limited
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Barclays Securities Japan Limited
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Belfius Bank N.V./S.A.
CollatNegoCMCC@belfius.be
N/A
BlackRock, Inc.
GroupSFTR@blackrock.com
N/A
Blue Mountain Credit Alternatives Master Fund L.P.
SFTR_notices@bluemountaincapital.com
212-905-2185
BlueMountain Credit Opportunities Master Fund I L.P
SFTR_notices@bluemountaincapital.com
212-905-2185
BlueMountain Distressed Master Fund L.P.
SFTR_notices@bluemountaincapital.com
212-905-2185
BlueMountain Equity Alternatives Master Fund L.P.
SFTR_notices@bluemountaincapital.com
212-905-2185
BlueMountain Foinaven Master Fund L.P.
SFTR_notices@bluemountaincapital.com
212-905-2185
BlueMountain Guadalupe Peak Fund L.P.
SFTR_notices@bluemountaincapital.com
212-905-2185
BlueMountain Kicking Horse Fund L.P.
SFTR_notices@bluemountaincapital.com
212-905-2185
BlueMountain Logan Opportunities Master Fund L.P.
SFTR_notices@bluemountaincapital.com
212-905-2185
BlueMountain Long/Short Equity Master Fund L.P.
SFTR_notices@bluemountaincapital.com
212-905-2185
BlueMountain Montenvers Master Fund SCA SICAV-SIF
SFTR_notices@bluemountaincapital.com
212-905-2185
BlueMountain Strategic Credit Master Fund L.P.
SFTR_notices@bluemountaincapital.com
212-905-2185
BlueMountain Summit Trading L.P.
SFTR_notices@bluemountaincapital.com
212-905-2185
BlueMountain Timberline Ltd.
SFTR_notices@bluemountaincapital.com
212-905-2185
BNY Mellon Capital Markets, LLC
BNYMellon.Markets.EMEA.Reg.Reform@bnymellon.com
N/A
Commonwealth Bank of Australia
GMDocumentation@cba.com.au
+612 9118 1360
Convexity Capital Master Fund L.P.
Compliance@convexitycapital.com
617-585-8500
Convexity Capital Trading Ltd.
Compliance@convexitycapital.com
617-585-8500
Crédit Agricole Corporate and Investment Bank
SFTR_info_management@ca-cib.com
N/A
Credit Suisse Group
client.regulatory@credit-suisse.com
N/A
D. E. Shaw & Co., L.P.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Alkali International, Ltd.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Alkali Portfolios II, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Alkali Portfolios III, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Alkali Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw All Country Global Alpha Extension Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Asymptote International, Ltd.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Asymptote Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Composite Fund, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Composite Holdings, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Composite International 2, Inc.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Composite Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Direct Capital Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Galvanic International, Inc.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Galvanic Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Heliant Capital, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Investment Management, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Kalon International, Ltd.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Kalon Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Laminar Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Oculus International, Inc.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Oculus Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Orienteer Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Orienteer X Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Plasma Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Refraction Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Stibnite Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw U.S. Broad Market Core Alpha Extension Plus Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw U.S. Broad Market Core Alpha Extension Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw U.S. Broad Market Core Alpha Extension Special Portfolios II (MA), L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw U.S. Large Cap Core Active Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw U.S. Large Cap Core Enhanced Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Valence International, Inc.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Valence Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw Value All Country Alpha Extension Fund, L.P.
dodd-frank-notices@deshaw.com
212-478-0000
D. E. Shaw World Alpha Extension Portfolios, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
Deutsche Bank AG
SFTR.Inbox@db.com
N/A
DNB Bank ASA
isda@dnb.no
N/A
DZ BANK AG Deutsche Zentral-Genossenschaftsbank
emir.documentation@dzbank.de
N/A
Goldman Sachs International Limited
gs_sftr@ln.email.gs.com
N/A
ING Bank N.V.
ING.Financial.Markets@ingbank.com
0031 20 563 8216
JV Assets Limited
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
Jyske Bank A/S
fininst@jyskebank.dk
N/A
Lloyds Bank plc
collateral_reuse_questions@LloydsBanking.com
N/A
Merrill Lynch Capital Markets AG
bofaml_rcvd_sftr_letters@baml.com
N/A
Merrill Lynch Capital Services, Inc.
bofaml_rcvd_sftr_letters@baml.com
N/A
Merrill Lynch Commodities (Europe) Limited
bofaml_rcvd_sftr_letters@baml.com
N/A
Merrill Lynch Commodities, Inc.
bofaml_rcvd_sftr_letters@baml.com
N/A
Merrill Lynch Derivative Products AG
bofaml_rcvd_sftr_letters@baml.com
N/A
Merrill Lynch International
bofaml_rcvd_sftr_letters@baml.com
N/A
Merrill Lynch International Bank Limited
bofaml_rcvd_sftr_letters@baml.com
N/A
Merrill Lynch, Pierce, Fenner & Smith Incorporated
bofaml_rcvd_sftr_letters@baml.com
N/A
Mitsubishi UFJ Securities International plc (MUFG Securities EMEA plc after 1 July 2016)
Leg-du@int.sc.mufg.jp
+44 207 628 5555
National Westminster Bank Public Limited Company
SFTR_Collateral@rbs.com
+ 44 (0)20 7678 5436
NBC Global Finance Limited
ComplianceDublin@nbcgf.ie
+353 1 6059814
Neuberger Berman Europe Limited
nbisda@nb.com
N/A
Neuberger Berman Investment Advisers LLC
nbisda@nb.com
N/A
Neuberger Berman Singapore Pte. Limited
nbisda@nb.com
N/A
Nomura Bank International PLC
NomuraRegBusinessSupport@nomura.com
+44 207 102 1000
Nomura Bank Luxembourg
NomuraRegBusinessSupport@nomura.com
+44 207 102 1000
Nomura Derivative Products Inc
NomuraRegBusinessSupport@nomura.com
+44 207 102 1000
Nomura Financial Investment (Korea) Co., Ltd
NomuraRegBusinessSupport@nomura.com
+44 207 102 1000
Nomura Financial Products and Services Inc
NomuraRegBusinessSupport@nomura.com
+44 207 102 1000
Nomura Fixed Income Securities Private Ltd
NomuraRegBusinessSupport@nomura.com
+44 207 102 1000
Nomura Global Financial Products Inc
NomuraRegBusinessSupport@nomura.com
+44 207 102 1000
Nomura Holdings Inc.
NomuraRegBusinessSupport@nomura.com
+44 207 102 1000
Nomura International Hong Kong
NomuraRegBusinessSupport@nomura.com
+44 207 102 1000
Nomura International Plc
NomuraRegBusinessSupport@nomura.com
+44 207 102 1000
Nomura Principal Investments Asia Ltd
NomuraRegBusinessSupport@nomura.com
+44 207 102 1000
Nomura Securities Co Ltd
NomuraRegBusinessSupport@nomura.com
+44 207 102 1000
Nomura Securities International, Inc
NomuraRegBusinessSupport@nomura.com
+44 207 102 1000
Nomura Singapore Ltd
NomuraRegBusinessSupport@nomura.com
+44 207 102 1000
PKO BP S.A. (Powszechna Kasa Oszczednosci Bank Polski Spolka Akcyjna)
treasury.documentation@pkobp.pl
N/A
Raiffeisen Bank International AG
sftr-statement-article15@rbinternational.com
N/A
RBS Bank (Polska) SA
SFTR_Collateral@rbs.com
+ 44 (0)20 7678 5436
RBS Securities Inc
SFTR_Collateral@rbs.com
+ 44 (0)20 7678 5436
RBS Securities Japan Limited
SFTR_Collateral@rbs.com
+ 44 (0)20 7678 5436
Scotia Capital (USA) Inc.
SFTR@scotiabank.com
N/A
Scotia Capital Inc.
SFTR@scotiabank.com
N/A
Scotiabank (Ireland) Limited
SFTR@scotiabank.com
N/A
Scotiabank Europe Plc.
SFTR@scotiabank.com
N/A
SPV Capital Funding, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
SPV Capital Funding, L.L.C.
dodd-frank-notices@deshaw.com
212-478-0000
Sumitomo Mitsui Banking Corporation Europe Limted
EMEAEMIRReply@gb.smbcgroup.com
+44 (0)20 7786 1798
Sutton Funding LLC
BarclaysEUSFTR@barclays.com
+44 (020) 7773 1025
The Bank of New York Mellon
BNYMellon.Markets.EMEA.Reg.Reform@bnymellon.com
N/A
The Bank of New York Mellon SA/NV
BNYMellon.Markets.EMEA.Reg.Reform@bnymellon.com
N/A
The Bank of Nova Scotia
SFTR@scotiabank.com
N/A
The Bank of Nova Scotia Asia Limited
SFTR@scotiabank.com
N/A
The Royal Bank Of Scotland Berhad
SFTR_Collateral@rbs.com
+ 44 (0)20 7678 5436
The Royal Bank Of Scotland International Limited
SFTR_Collateral@rbs.com
+ 44 (0)20 7678 5436
The Royal Bank of Scotland NV
SFTR_Collateral@rbs.com
+ 44 (0)20 7678 5436
The Royal Bank of Scotland Public Limited Company
SFTR_Collateral@rbs.com
+ 44 (0)20 7678 5436
The Toronto-Dominion Bank
eonboarding@tdsecurities.com
N/A
UBS Investment Bank
ubs-sftr-outreach@ubs.com
N/A
Ulster Bank Ireland Designated Activity Company
SFTR_Collateral@rbs.com
+ 44 (0)20 7678 5436
Ulster Bank Limited
SFTR_Collateral@rbs.com
+ 44 (0)20 7678 5436
UniCredit Bank AG
sftr@unicredit.de
N/A
UniCredit Bank Austria AG
sftr@unicreditgroup.at
N/A

 

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