On July 29, ISDA, the Securities Industry and Financial Markets Association (SIFMA), the Securities Industry… Read more Joint Association Letter on CFTC Block Thresholds and Cap Sizes
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Joint Association Letter on CFTC Block Thresholds and Cap Sizes
On July 29, ISDA, the Securities Industry and Financial Markets Association (SIFMA), the Securities Industry... Read more Joint Association Letter on CFTC Block Thresholds and Cap Sizes
Documents (1) for Joint Association Letter on CFTC Block Thresholds and Cap Sizes
ISDA Response to CFTC Proposed Operational Resilience Rules
On April 1, ISDA submitted comments on the Commodity Futures Trading Commission’s (CFTC) notice of... Read more ISDA Response to CFTC Proposed Operational Resilience Rules
Documents (1) for ISDA Response to CFTC Proposed Operational Resilience Rules
ISDA Letter on Canadian Business Conduct Rules
On September 28, the securities regulatory authorities of Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick,... Read more ISDA Letter on Canadian Business Conduct Rules
Documents (6) for ISDA Letter on Canadian Business Conduct Rules
- Foreign Dealer Notice re ISDA Canadian BCR Representation Letter 0224(docx) will open in a new tab or window
- Supplement to ISDA Canadian BCR Representation Letter (Feb 12 2024)(docx) will open in a new tab or window
- ISDA Canadian BCR Representation Letter (Feb 12 2024)(docx) will open in a new tab or window
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ISDA Response to CFTC on Conflicts of Interest Between DCOs and Affiliated Clearing Members
On September 28, ISDA responded to a request for comment from the US Commodity Futures... Read more ISDA Response to CFTC on Conflicts of Interest Between DCOs and Affiliated Clearing Members
Documents (1) for ISDA Response to CFTC on Conflicts of Interest Between DCOs and Affiliated Clearing Members
ISDA Comment Letter to US Commodity Futures Trading Commission (CFTC) Advanced Notice of Proposed Rulemaking regarding Risk Management Program Regulations
ISDA filed the attached comment letter in response to the CFTC’s ANPRM to amend exisiting... Read more ISDA Comment Letter to US Commodity Futures Trading Commission (CFTC) Advanced Notice of Proposed Rulemaking regarding Risk Management Program Regulations
Documents (1) for ISDA Comment Letter to US Commodity Futures Trading Commission (CFTC) Advanced Notice of Proposed Rulemaking regarding Risk Management Program Regulations
ISDA Comment Letter to US Securities and Exchange Commission (SEC) on Proposed Rules for Cybersecurity Risk Management Rule for Security-Based Swap Dealers
ISDA filed the attached comment letter in response to the SEC’s proposed rules for cybersecurity... Read more ISDA Comment Letter to US Securities and Exchange Commission (SEC) on Proposed Rules for Cybersecurity Risk Management Rule for Security-Based Swap Dealers
Documents (1) for ISDA Comment Letter to US Securities and Exchange Commission (SEC) on Proposed Rules for Cybersecurity Risk Management Rule for Security-Based Swap Dealers
ISDA Comment Letter on Safeguarding Advisory Client Assets
On May 8, 2023, ISDA submitted a comment letter on the SEC’s proposed rules for... Read more ISDA Comment Letter on Safeguarding Advisory Client Assets
Documents (1) for ISDA Comment Letter on Safeguarding Advisory Client Assets
ISDA Response to SEC US Treasury Clearing Proposal
ISDA provided comments to the Securities and Exchange Commission (SEC) on its proposal regarding Standards... Read more ISDA Response to SEC US Treasury Clearing Proposal
Documents (1) for ISDA Response to SEC US Treasury Clearing Proposal
ISDA Response to CFTC Climate RFI
ISDA issued a response to the Request for Information on Climate-Related Financial Risk (“RFI”) published... Read more ISDA Response to CFTC Climate RFI
Documents (1) for ISDA Response to CFTC Climate RFI
ISDA Responds to SEC Rule Proposal: ESG Disclosures by Certain Investment Advisers and Investment Companies
On August 16, 2022, ISDA filed the attached comment letter with the U.S. Securities and... Read more ISDA Responds to SEC Rule Proposal: ESG Disclosures by Certain Investment Advisers and Investment Companies