On September 28, the securities regulatory authorities of Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick,… Read more ISDA Letter on Canadian Business Conduct Rules
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CFTC Reporting Rules – Compliance Challenges
ISDA letter to CFTC on reporting obligations under Part 20, Part 43, Part 45 and... Read more CFTC Reporting Rules - Compliance Challenges
Documents (1) for CFTC Reporting Rules – Compliance Challenges
ISDA-SIFMA Response to CFTC Proposed Rulemaking – Aggregation, Position Limits for Futures and Swaps
Comment Letter
Documents (1) for ISDA-SIFMA Response to CFTC Proposed Rulemaking – Aggregation, Position Limits for Futures and Swaps
Aggregation, Position Limits for Futures and Swaps
Letter to the Commodity Futures Trading Commission (CFTC) from ISDA and SIFMA regarding Aggregation, Position... Read more Aggregation, Position Limits for Futures and Swaps
Documents (1) for Aggregation, Position Limits for Futures and Swaps
Proposed Rulemaking Schedule of CFTC Title VII Rulemaking
Letter to the Commodity Futures Trading Commission (CFTC) from SIFMA and ISDA regarding Commissioner O’Malia’s... Read more Proposed Rulemaking Schedule of CFTC Title VII Rulemaking
Documents (1) for Proposed Rulemaking Schedule of CFTC Title VII Rulemaking
Treatment of Inter-affiliate Transactions
Letter to the Commodity Futures Trading Commission (CFTC) from ISDA and SIFMA regarding Treatment of... Read more Treatment of Inter-affiliate Transactions
Documents (1) for Treatment of Inter-affiliate Transactions
Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades
Letter to the Commodity Futures Trading Commission (CFTC) from ISDA and SIFMA regarding Procedures to... Read more Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades
Documents (1) for Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades
Perfecting Security Interests in Cash Collateral (OBA Proposal)
ISDA comment letter to the Ontario Minister of Consumer Services
Documents (1) for Perfecting Security Interests in Cash Collateral (OBA Proposal)
Uncleared Security-Based Swap Transactions Involving Eligible Contract Participants
Letter to the Securities and Exchange Commission (SEC) from ISDA and SIFMA.
Documents (1) for Uncleared Security-Based Swap Transactions Involving Eligible Contract Participants
Extraterritorial legislation: the problems posed for markets, clients and regulators
Letter on extraterritoriality (ET) to US Treasury Secretary Geithner and EU Commissioner for Internal Markets... Read more Extraterritorial legislation: the problems posed for markets, clients and regulators