On April 1, ISDA submitted comments on the Commodity Futures Trading Commission’s (CFTC) notice of… Read more ISDA Response to CFTC Proposed Operational Resilience Rules
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Notice of Proposed Rulemaking – Position Limits for Derivatives (RIN 3038-AD99)
ISDA/SIFMA Comment Letter to CFTC.
Documents (1) for Notice of Proposed Rulemaking – Position Limits for Derivatives (RIN 3038-AD99)
Reference Materials – ISDA Protocol and EU/US Comparison
OVERVIEW OF U.S. AND EU OTC DERIVATIVES REGULATORY REFORMS These charts provide a comparison of... Read more Reference Materials - ISDA Protocol and EU/US Comparison
Documents (2) for Reference Materials – ISDA Protocol and EU/US Comparison
Dodd-Frank March 2013 Protocol (DFP2) to EMIR Top Up Agreement
**ISDA has updated the DFP2 to EMIR Top Up Agreement as of 11th October 2013... Read more Dodd-Frank March 2013 Protocol (DFP2) to EMIR Top Up Agreement
Documents (3) for Dodd-Frank March 2013 Protocol (DFP2) to EMIR Top Up Agreement
ISDA comment letter on the Canadian Securities Administrators’ (CSA) Consultation Paper on proposed rules for Canadian Derivatives Product Determination, Trade Repositories and Derivatives Data Reporting rules.
to Autorité des marchés financiers (AMF) & Ontario Securities Commission
Documents (1) for ISDA comment letter on the Canadian Securities Administrators’ (CSA) Consultation Paper on proposed rules for Canadian Derivatives Product Determination, Trade Repositories and Derivatives Data Reporting rules.
Methodology for Regulatory Comparisons (Substituted Compliance)
This paper sets forth ISDA’s views regarding a conceptual framework and substantive processes for inter-jurisdictional... Read more Methodology for Regulatory Comparisons (Substituted Compliance)
Documents (1) for Methodology for Regulatory Comparisons (Substituted Compliance)
Common Principles – Examples (Substituted Compliance)
In our “Methodology for Regulatory Comparisons” document, ISDA proposed concepts to guide the comparisons of... Read more Common Principles - Examples (Substituted Compliance)
Documents (1) for Common Principles – Examples (Substituted Compliance)
ISDA comment letter on the Canadian Securities Administrators’ (CSA) Proposed amendments to Multilateral Instrument 62-104, Early Warning System and Related Take-over Bid Insider Reporting Issues.
to Autorité des marchés financiers (AMF) & Ontario Securities Commission
Documents (1) for ISDA comment letter on the Canadian Securities Administrators’ (CSA) Proposed amendments to Multilateral Instrument 62-104, Early Warning System and Related Take-over Bid Insider Reporting Issues.
ISDA comment letter on the Canadian Securities Administrators’ (CSA) Consultation Paper 91-407 on Derivatives: “Dealer” Registration.
to Autorité des marchés financiers (AMF) & Ontario Securities Commission
Documents (1) for ISDA comment letter on the Canadian Securities Administrators’ (CSA) Consultation Paper 91-407 on Derivatives: “Dealer” Registration.
Letter to CFTC on CME Amended Request to Adopt New Chapter 10 and New Rule 1001
Chicago Mercantile Exchange Inc. Amended Request to Adopt New Chapter 10 and New Rule 1001... Read more Letter to CFTC on CME Amended Request to Adopt New Chapter 10 and New Rule 1001
Documents (1) for Letter to CFTC on CME Amended Request to Adopt New Chapter 10 and New Rule 1001
Request for Extension of CFTC Final Exemptive Order Regarding Compliance with Certain Swap Regulations
Joint Trade Association Letter to the CFTC Request for Extension of CFTC Final Exemptive Order... Read more Request for Extension of CFTC Final Exemptive Order Regarding Compliance with Certain Swap Regulations