ISDA Symposium® Developments in Regulatory Compliance, Cross-border & Impact of Brexit

Thursday, March 7, 2019
ISDA Conference Center
New York

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Thursday, March 7, 2019

Download Agenda ISDA Symposium® Developments in Regulatory Compliance, Cross-border & Impact of Brexit for

12:00 PM Registration and Lunch

12:45 PM Introduction and Welcoming Remarks Nicolette Cone

Nicolette Cone, Counsel and Director, ISDA

1:00 PM Trading Places: SEFs and Cross-Border Trading Moderator: Nicolette Cone, Rosario Chiarenza, Caroline D. Pham

This panel will discuss the implications of the CFTC’s proposed changes to SEF rules and Chairman Giancarlo’s Cross-Border White Paper.

Moderator: Nicolette Cone, Counsel and Director, ISDA
Rosario Chiarenza, Executive Director, Head of Regulatory Reform Strategy, Morgan Stanley
Caroline D. Pham, Director, Head of Markets Regulatory Implementation, Citigroup

1:45 PM CFTC Enforcement Priorities Moderator: Nicolette Cone, Paul G. Hayeck, Anne M. Termine

This session will discuss recent developments in CFTC Enforcement Litigation.

Moderator: Nicolette Cone, Counsel and Director, ISDA
Paul G. Hayeck, Deputy Director, Division of Enforcement, U.S. Commodity Futures Trading Commission
Anne M. Termine, Of Counsel, Covington & Burling LLP

2:30 PM Networking Break

2:45 PM NFA Update and Ongoing Compliance Requirements Carl E. Kennedy, David Z. Moss

This presentation will cover recent NFA proposals and ongoing compliance requirements.

Carl E. Kennedy, Of Counsel, Gibson, Dunn & Crutcher LLP
David Z. Moss, Senior Vice President & Counsel, The D. E. Shaw Group

3:30 PM “Hard” Brexit Impact Assessment on U.S. Market Participants Jonathan J. Ching, Bella Rozenberg

This panel will discuss the impact of a “hard” Brexit on U.S. market participants, including both contractual and regulatory issues.

Jonathan J. Ching, Counsel, Linklaters LLP
Bella Rozenberg, Senior Counsel & Head of Regulatory and Legal Practice Group, ISDA

4:10 PM Symposium Concludes

Agenda is subject to change.

Register Now for ISDA Symposium® Developments in Regulatory Compliance, Cross-border & Impact of Brexit
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ISDA Conference Center, 10 East 53rd Street (entrances on 52nd and 53rd Streets), 8th Floor, New York, NY 10022, Phone: +1 (212) 901-6000. Please find a map to the venue here. You will be required to provide photo identification in order to enter the venue. Please ensure you present this at the ground floor reception or you may be refused entry.

ISDA has a special rate available at the Omni Berkshire Place21 East 52nd Street, New York, NY 10022, +1 212-753-5800, located on the same block as the ISDA Conference Center. For reservations online click here OR call the Reservation Center at +1 888-843-6664 and mention the International Swaps and Derivatives Association, Inc. (ISDA) special rate. ISDA’s special rate is based on availability at the time of booking.

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Rosario Chiarenza

Executive Director, Head of Regulatory Reform Strategy

Morgan Stanley

Jonathan J. Ching

Counsel

Linklaters LLP

Nicolette Cone

Counsel and Director

ISDA

Paul G. Hayeck

Deputy Director, Division of Enforcement

U.S. Commodity Futures Trading Commission

Carl E. Kennedy

Of Counsel

Gibson, Dunn & Crutcher LLP

David Z. Moss

Senior Vice President & Counsel

The D. E. Shaw Group

Caroline D. Pham

Director, Head of Markets Regulatory Implementation

Citigroup

Bella Rozenberg

Senior Counsel & Head of Regulatory and Legal Practice Group

ISDA

Anne M. Termine

Of Counsel

Covington & Burling LLP

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Registration fee is for one person to attend the entire event. Pass may not be split between multiple attendees.
Groups of three or more attendees from the same firm can receive a 20% discount on event registrations. To register your group, please email conferences@isda.org prior to the event.

Member $400 U.S.

Non-Member $500 U.S.

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Intermediate

Some knowledge of derivatives documentation is assumed. No advance preparation is required.

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ISDA is an accredited provider of continuing education credits by the following organizations:

  • CLE

    ISDA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the state of New York.

  • CPE Sponsory

    ISDA is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors: 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417. www.nasba.org

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Follow us on Twitter @isdaconferences for the latest on upcoming events. For general questions, including exhibition/sponsorship opportunities, conference topics or location suggestions contact us: conferences@isda.org | +1 212-901-6000

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