Tue, Jan 29, 2019Event Details for Fundamentals of Derivatives Register Now for Fundamentals of Derivatives
3 CLE Credit Hours Available (New York)
Transitional and Nontransitional
3 CPE Credit Hours Available
Tags: CFTC, Compliance, Cross-border
Jump to Section:
Thursday, March 7, 2019Download Agenda ISDA Symposium® Developments in Regulatory Compliance, Cross-border & Impact of Brexit for
12:00 PM Registration and Lunch
12:45 PM Introduction and Welcoming Remarks Nicolette Cone
1:00 PM Trading Places: SEFs and Cross-Border Trading Moderator: Nicolette Cone, Rosario Chiarenza, Caroline D. Pham
This panel will discuss the implications of the CFTC’s proposed changes to SEF rules and Chairman Giancarlo’s Cross-Border White Paper.Moderator: Nicolette Cone, Counsel and Director, ISDA
Rosario Chiarenza, Executive Director, Head of Regulatory Reform Strategy, Morgan Stanley
Caroline D. Pham, Director, Head of Markets Regulatory Implementation, Citigroup
1:45 PM CFTC Enforcement Priorities Moderator: Nicolette Cone, Paul G. Hayeck, Anne M. Termine
This session will discuss recent developments in CFTC Enforcement Litigation.Moderator: Nicolette Cone, Counsel and Director, ISDA
Paul G. Hayeck, Deputy Director, Division of Enforcement, U.S. Commodity Futures Trading Commission
Anne M. Termine, Of Counsel, Covington & Burling LLP
2:30 PM Networking Break
2:45 PM NFA Update and Ongoing Compliance Requirements Carl E. Kennedy, David Z. Moss
This presentation will cover recent NFA proposals and ongoing compliance requirements.Carl E. Kennedy, Of Counsel, Gibson, Dunn & Crutcher LLP
David Z. Moss, Senior Vice President & Counsel, The D. E. Shaw Group
3:30 PM “Hard” Brexit Impact Assessment on U.S. Market Participants Jonathan J. Ching, Bella Rozenberg
This panel will discuss the impact of a “hard” Brexit on U.S. market participants, including both contractual and regulatory issues.Jonathan J. Ching, Counsel, Linklaters LLP
Bella Rozenberg, Senior Counsel & Head of Regulatory and Legal Practice Group, ISDA
4:10 PM Symposium Concludes
Agenda is subject to change.
VenueBack to Top
ISDA Conference Center, 10 East 53rd Street (entrances on 52nd and 53rd Streets), 8th Floor, New York, NY 10022, Phone: +1 (212) 901-6000. Please find a map to the venue here. You will be required to provide photo identification in order to enter the venue. Please ensure you present this at the ground floor reception or you may be refused entry.
ISDA has a special rate available at the Omni Berkshire Place, 21 East 52nd Street, New York, NY 10022, +1 212-753-5800, located on the same block as the ISDA Conference Center. For reservations online click here OR call the Reservation Center at +1 888-843-6664 and mention the International Swaps and Derivatives Association, Inc. (ISDA) special rate. ISDA’s special rate is based on availability at the time of booking.
SpeakersBack to Top
Executive Director, Head of Regulatory Reform Strategy
Jonathan J. Ching
Counsel and Director
Paul G. Hayeck
Deputy Director, Division of Enforcement
U.S. Commodity Futures Trading Commission
Carl E. Kennedy
Gibson, Dunn & Crutcher LLP
David Z. Moss
Senior Vice President & Counsel
The D. E. Shaw Group
Caroline D. Pham
Director, Head of Markets Regulatory Implementation
Senior Counsel & Head of Regulatory and Legal Practice Group
Anne M. Termine
Covington & Burling LLP
PricingBack to Top
Registration fee is for one person to attend the entire event. Pass may not be split between multiple attendees.
Groups of three or more attendees from the same firm can receive a 20% discount on event registrations. To register your group, please email email@example.com prior to the event.
Member $400 U.S.
Non-Member $500 U.S.
Course LevelBack to Top
Some knowledge of derivatives documentation is assumed. No advance preparation is required.
AccreditationBack to Top
ISDA is an accredited provider of continuing education credits by the following organizations:
ISDA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the state of New York.
ISDA is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors: 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417. www.nasba.org
ContactBack to Top
©ISDA Symposium is a registered trademark of the International Swaps and Derivatives Association, Inc.