Wed, Jan 31, 2018Event Details for Understanding the ISDA Master Agreements Register Now for Understanding the ISDA Master Agreements
7 CLE Credit Hours Available (New York)
Transitional and Nontransitional
7 CPE Credit Hours Available
Tags: MIFID II
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Tuesday, January 30, 2018
8:30 AM Registration and Continental Breakfast
9:00 AM Welcoming Remarks James Roberts
9:15 AM Introduction: MiFID as the European Response to the G-20 Commitments, Dodd-Frank and Relevant Rulemaking James Roberts
10:00 AM US and EU Venue Trading Recognition Caroline D. Pham, James Roberts, Nicholas Van Dusen
- How does trading equivalence work?
- What does trading equivalence mean for US and non-US firms?
James Roberts, Director, European Public Policy, ISDA
Nicholas Van Dusen, Associate General Counsel, Goldman Sachs
10:45 AM Morning Break
11:00 AM Traded on a Trading Venue and the Transparency Framework – The Journey So Far Moderator: James Roberts, Karel Engelen, Brian J. Morris
- What do we know about ToTV and what is unclear?
- How has the industry implemented?
- What impact is this having on the trading of OTC derivatives?
- What else do we expect from regulators?
Karel Engelen, Senior Director and Co-head of Data, Reporting and FpML, ISDA
Brian J. Morris, Senior Attorney, Cleary Gottlieb Steen & Hamilton LLP
12:15 PM Luncheon
1:15 PM Commodity Firm Coverage under US and EU Rules Ryne V. Miller
- End user exemptions from trading and transparency requirements
- Position limits
2:15 PM The EU Derivatives Trading Obligation and Packages James Roberts
- How has the trading obligation been developed in the EU
- What impact is it having on swaps trading, including cross-border
- How does it apply where a swap subject to the trading obligation is traded as part of a package?
2:45 PM Afternoon Break
3:00 PM MiFID Reporting James Roberts, Kirston Winters
In this session we will look back at the implementation of the data and reporting requirements of MiFIR /MiFID II, and discuss the major issues encountered, and what the industry has to work on this year to improve efficiency of their implementations post January 2018.James Roberts, Director, European Public Policy, ISDA
Kirston Winters, Managing Director, Co-head Product Management – Derivatives Processing, IHS Markit
3:30 PM Can Equivalence Be Extended Beyond Trading Venues? Bella Rozenberg
- Treatment of 3rd country firms
- Clearing obligation
- Initial Margin for Uncleared swaps
4:30 PM Conference Concludes
VenueBack to Top
ISDA Conference Center, 10 East 53rd Street (entrance on 52nd and 53rd Street), 8th Floor, New York, NY 10022, Phone: +1 (212) 901-6000. Please find a map to the venue here.
SpeakersBack to Top
Director, European Public Policy
Caroline D. Pham
Head of Markets Regulatory Implementation
Nicholas Van Dusen
Associate General Counsel
Senior Director and Co-head of Data, Reporting and FpML
Brian J. Morris
Cleary Gottlieb Steen & Hamilton LLP
Ryne V. Miller
Sullivan & Cromwell LLP
Managing Director, Co-head Product Management – Derivatives Processing
Senior Counsel & Head of Regulatory and Legal Practice Group
Course LevelBack to Top
Some knowledge of derivatives documentation is assumed. No advance preparation is required.
AccreditationBack to Top
ISDA is an accredited provider of continuing education credits by the following organizations:
ISDA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the state of New York.
ISDA is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors: 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417. www.nasba.org
ContactBack to Top
Don’t see the topic or location you are looking for? Let us know, we may add it to our schedule in the future.
For more information regarding conferences or exhibition opportunities, please contact the ISDA conference department at +1 212-901-6000 email email@example.com.