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Committee: ISDA Conduct of Business RIC Group

The Conduct of Business RIC focuses on implementing regulatory requirements related to issues including but not limited to registration, recordkeeping, standards for dealing with counterparties, conflicts of interest and disclosure. The RIC addresses these issues primarily by establishing new ISDA working groups or leveraging existing ones. These working groups may be utilized to discuss the substantive requirements and member interpretations, or to establish best practices to facilitate industry compliance.

For example, ISDA working groups are assisting with industry implementation of disclosure requirements for electronically executed swaps, and with confirmation rule requirements. While the Conduct of Business RIC’s initial focus is on US rules, the Committee is global in its coverage.

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Committee: ISDA Organized Trade Execution Regulatory Implementation

The Organized Trade Execution Regulatory Implementation Committee (“OTE RIC”), covers all issues associated with the execution of derivatives on U.S. SEF trading platforms. In order to develop comprehensive solutions with the widest possible industry buy-in, the Committee brings together the sell-side, buy-side and those who operate trading platforms. It will consider a broad set of issues, including trading functionality, market structure and issues of access. The Committee is global in its coverage.