SEC Title VII implementation documentation issues
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Patomak Global Partners
Patomak Global Partners is a leading financial sector consultancy that applies the insights of senior-level… Company details Patomak Global Partners
Categories: Consulting, Regulation and Compliance, Risk and Collateral Management
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Applicant Business Profile
[contact-form-7 id="1057738" title="Applicant Business Profile Form"]
Documents (1) for Request for Proposal: Interest Rate Derivatives Trade Repository
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Ferreira Pinto Cardigos
Ferreira Pinto Cardigos has an established banking and finance practice. Our areas of expertise include… Company details Ferreira Pinto Cardigos
Categories: Documentation, Legal Services, Regulation and Compliance
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Letter of Invitation Request Form
[contact-form-7 id="1074930" title="Letter of Invitation Request Form"]
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Committee: SBS Conduct of Business Implementation
Internal and External conduct of business issues in SEC Title VII implementation
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Committee: Derivatives Operations Steering Committee
A group of global operations heads to give strategic direction.
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JAC Response to the Discussion Paper on Key Information Documents for Packaged Retail and Insurance-based Investment Product (PRIIPs)
In November 2014, the three European Supervisory Authorities (ESAs) issued a discussion paper that set… Read more JAC Response to the Discussion Paper on Key Information Documents for Packaged Retail and Insurance-based Investment Product (PRIIPs)
Documents (1) for JAC Response to the Discussion Paper on Key Information Documents for Packaged Retail and Insurance-based Investment Product (PRIIPs)
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JAC Letters to European Authorities Seeking Clarity on PRIIPs Regulation
On February 17, 2016, the Joint Associations Committee on Retail Structured Products (JAC) sent two… Read more JAC Letters to European Authorities Seeking Clarity on PRIIPs Regulation