Tag: SEC

SEC Regulation of Security-based Swaps – 2021 Impact on Non-dealer Counterparties

Disclosure, documentation compliance and margin requirements

This is a pre-recorded Virtual Conference   _______________   Recording available until June 20, 2021... Read more SEC Regulation of Security-based Swaps – 2021 Impact on Non-dealer Counterparties

Documents (1) for ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules