SEC – International Swaps and Derivatives Association

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Tag: SEC

Data & Reporting | February 14, 2022

SEC SBS Transaction Reporting Party Requirements

The Security-Based Swap (SBS) Transaction Reporting Party Requirements Suggested Operational Practices (SOP) establishes the hierarchy... Read more

Documents (2) for SEC SBS Transaction Reporting Party Requirements

ISDA SBS Reporting Party Determination Industry SOP 5Nov2021(pdf) will open in a new tab or window
ISDA SBS Reporting Party Determination Industry SOP updated 11Feb2022(pdf) will open in a new tab or window

Press Releases | March 15, 2021

ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules

ISDA has today launched the ISDA 2021 Security-based Swaps (SBS) Top-Up Protocol, intended to help... Read more

Documents (1) for ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules

ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules(pdf) will open in a new tab or window

Tax & Accounting | May 6, 2020

ISDA Requests Relief from SEC on Accounting

On May 1, ISDA wrote to the US Securities and Exchange Commission to request relief... Read more

Documents (1) for ISDA Requests Relief from SEC on Accounting

Relief from Certain Requirements of ASC 815 Derivatives and Hedging(pdf) will open in a new tab or window