North America | March 22, 2022 ISDA/SIFMA/IIB SBS Comment Letters to SEC On March 21, ISDA, the Institute of International Bankers (IIB) and the Securities Industry and... Read more ISDA/SIFMA/IIB SBS Comment Letters to SEC Tags: SBS, Securities and Exchange Commission, Security-based Swap Documents (3) for ISDA/SIFMA/IIB SBS Comment Letters to SEC ISDA SIFMA IIB- 15Fh-4(c) Comment Letter (File No. S7-32-10)(pdf) will open in a new tab or window SIFMA-ISDA-IIB 10B-1 Comment Letter (File No. S7-32-10)(pdf) will open in a new tab or window IIB ISDA SIFMA 9j-1 Comment Letter(pdf) will open in a new tab or window
Press Releases | May 18, 2021 ISDA Publishes SBS Protocol Agreement ISDA has today launched the ISDA 2021 Security-based Swaps (SBS) Protocol Agreement, aimed at helping... Read more ISDA Publishes SBS Protocol Agreement Tags: Dodd-Frank, Legal, Protocols, Securities and Exchange Commission Documents (1) for ISDA Publishes SBS Protocol Agreement ISDA Publishes SBS Protocol Agreement(pdf) will open in a new tab or window
Press Releases | March 15, 2021 ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules ISDA has today launched the ISDA 2021 Security-based Swaps (SBS) Top-Up Protocol, intended to help... Read more ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules Tags: Dodd-Frank, Legal, Protocols, SEC, Securities and Exchange Commission Documents (1) for ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules(pdf) will open in a new tab or window
derivatiViews | September 24, 2018 A Solution for Consistency Earlier this year, when testifying to a US Congressional committee, I proposed a holistic solution... Read more A Solution for Consistency Tags: CFTC, Securities and Exchange Commission Documents (0) for A Solution for Consistency
Press Releases | September 20, 2018 ISDA and US Chamber Center for Capital Markets Competitiveness Publish CFTC-SEC Safe Harbor Recommendation ISDA and the US Chamber Center for Capital Markets Competitiveness (CCMC) have published a new... Read more ISDA and US Chamber Center for Capital Markets Competitiveness Publish CFTC-SEC Safe Harbor Recommendation Tags: CFTC, Securities and Exchange Commission, US Public Policy Documents (1) for ISDA and US Chamber Center for Capital Markets Competitiveness Publish CFTC-SEC Safe Harbor Recommendation ISDA and CCMC Publish CFTC-SEC Safe Harbor Recommendation 20092018(pdf) will open in a new tab or window
North America | September 20, 2018 A Regulatory Safe Harbor for Derivatives A comprehensive and consistent regulatory framework for the US derivatives market is an important objective... Read more A Regulatory Safe Harbor for Derivatives Tags: CFTC, Securities and Exchange Commission Documents (1) for A Regulatory Safe Harbor for Derivatives A Regulatory Safe Harbor for Derivatives(pdf) will open in a new tab or window
Tax & Accounting | January 4, 2017 CCP Rule Book Changes on Settled-to-Market Model/Impact on Hedge Acctg On January 4, 2017, ISDA’s Accounting Committee issued a confirmation letter to the Staff of... Read more CCP Rule Book Changes on Settled-to-Market Model/Impact on Hedge Acctg Tags: CCPs, Clearing, Securities and Exchange Commission Documents (4) for CCP Rule Book Changes on Settled-to-Market Model/Impact on Hedge Acctg isda-sec-vm-settlement-confirming-letter(pdf) will open in a new tab or window isda-vm-settlement-whitepaper-final(pdf) will open in a new tab or window lch-stm-model-responses-to-sec-final-003(pdf) will open in a new tab or window View all documents