No-Action Relief Extension Request: Prime Brokerage Reporting

"Me too" letter asking to extend, to all asset classes, any relief granted under FMLG\’s Prime Brokerage No Action request, dated June 27, 2013, that seeks an extension of relief under NAL 12-53, as a non-exclusive means of satisfying their Part 43 and Part 45 reporting obligations, until December 31, 2013.

Documents (1) for No-Action Relief Extension Request: Prime Brokerage Reporting

ISDA Omnibus Canadian Representation Letter

On September 2, ISDA published the Omnibus Canadian Representation Letter, which combines previously published representation letters drafted to assist firms in compliance with Canadian trade reporting, business conduct, regulatory margin and clearing classification rules. The Omnibus Canadian Letter is designed...

Joint Response on Cross-margining

On August 31, ISDA and FIA submitted a letter to the US Commodity Futures and Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) on the agencies’ joint request for comment on the implementation of portfolio margining and cross-margining...