No-Action Relief Request: Reporting Requirements for SEF Executed Swaps

Request for no-action relief for RCPs for any duplications or omissions relating to their obligations under the Reporting Rules for swaps executed on a SEF which is granted registration on or prior to October 2, 2013, until (i) October 28, 2013 for swaps subject to reporting to an SDR to which the Reporting Counterparty is already connected and fully functional and (ii) until June 30, 2014 for swaps subject to reporting to an SDR to which the RCP is not connected.

Documents (1) for No-Action Relief Request: Reporting Requirements for SEF Executed Swaps

ISDA Paper on FRTB Rules in Brazil

On March 24, ISDA submitted a paper to Banco Central do Brazil’s (BCB) on its implementation of the revised market risk framework under the Fundamental Review of the Trading Book (FRTB), which represents an important step toward strengthening prudential standards...

IQ Interview with Mark Uyeda

Mandatory clearing of US Treasury securities is due to begin at the end of this year under rules finalized by the Securities and Exchange Commission (SEC) in 2023. SEC commissioner Mark Uyeda talks to IQ about the benefits of clearing...

Response to FCA on CFI Codes for Transparency

On March 19, ISDA responded to Chapter 3 of the UK Financial Conduct Authority’s (FCA) Quarterly Consultation CP26/8 on transparency requirements for financial instruments under Market Conduct Sourcebook (MAR) 11. Sections 3.11-3.13 of the consultation paper explain a discrepancy between...