1. Infrastructure
  2. Data & Reporting
  3. No-Action Relief and Interpretive Guidance Request: Swap Dealer (SD) and Major Swap Participant (MSP) changes in Registration Status on Counterparties’ Obligations under Reporting Requirements.

No-Action Relief and Interpretive Guidance Request: Swap Dealer (SD) and Major Swap Participant (MSP) changes in Registration Status on Counterparties’ Obligations under Reporting Requirements.

Infrastructure
Data & Reporting April 4, 2014
< 1  min.read

Changes to a registered person’s status as a SD or MSP such as deregistration and limited purpose designations impact the operational ability of its counterparties to comply with their some obligations as SDs or MSPs under Part 43 and Part 45. This letter requests relief from certain requirements under the Reporting Rules and interpretive guidance with respect to other requirements under the Reporting Rules as set forth in the letter.

Documents (1) for No-Action Relief and Interpretive Guidance Request: Swap Dealer (SD) and Major Swap Participant (MSP) changes in Registration Status on Counterparties’ Obligations under Reporting Requirements.

Latest

ISDA AGM Studio: Heath Tarbert

Heath Tarbert, president of Circle, speaks with ISDA CEO Scott O’Malia about the primary applications of stablecoins in derivatives markets and how key legal considerations – including bankruptcy treatment and settlement finality – are being addressed as digital assets become...

ISDA AGM Studio: Yuval Rooz

Yuval Rooz, co-founder and CEO of Digital Asset, speaks with ISDA CEO Scott O’Malia about the growing momentum behind tokenization, the most compelling use cases for derivatives markets and the remaining hurdles that need to be addressed to enable widespread...