Summary of Reporting Party determination hierarchy under the CFTC’s reporting requirements and the industry agreed best practice approach to parties with the same hierarchical status. Previously published on May 30, 2014, this version reflects the industry agreed approach to reporting party determination for prime brokerage trades and updates the event type matrix to reflect when reporting party is reassessed.
This document was further updated in early 2018 to reflect industry working group agreement that “cancellable swaps” are categorized in Rates as ‘exotic’ for reporting, to help improve consistency of RCP determination for cancellable swaps.
Documents (4) for CFTC Swap Transaction Reporting Party Requirements
- CFTC Reporting Party Requirements updated Mar 12 2018 corrected public(pdf) will open in a new tab or window
- CFTC Reporting Party Requirements updated Mar 12 2018 public(pdf) will open in a new tab or window
- cftc-reporting-party-requirements-updated-apr-2-2015-finaldraft-clean(pdf) will open in a new tab or window
- cftc-reporting-party-requirements-updated-may-30-2014-v3-clean(pdf) will open in a new tab or window
Latest
ISDA DTF Tokyo SOM Opening Remarks
ISDA Derivatives Trading Forum Tokyo, October 23, 2026 Opening Remarks Scott O’Malia ISDA Chief Executive Good afternoon, and welcome to the ISDA Tokyo Derivatives Trading Forum. Thanks for joining us today, and a big thank you to our sponsors,...
Transforming Asset Management: SOM Remarks
Transforming Asset Management October 23, 2026 Welcoming Remarks Scott O’Malia, ISDA CEO Good morning, and welcome to ISDA’s Transforming Asset Management event. It’s great to be back in Tokyo for Japan Weeks. Now in its fourth year, Japan Weeks...
Response on Dividend Stripping
On October 14, ISDA, the Association for Financial Markets in Europe (AFME) and the International Securities Lending Association (ISLA) submitted a joint response to the Dutch Ministry of Finance on its proposed measures on dividend stripping. While supporting the policy...
ISDA Launches DRR Tracer Agent
ISDA has launched an artificial intelligence (AI) agent for its Digital Regulatory Reporting (DRR) solution that will bring greater transparency to users by tracing the rules and decisions that have guided the development of the DRR. The ISDA DRR Tracer...