Amendment Agreement relating to Hong Kong SFC Risk Mitigation Requirements

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The Amendment Agreement allows two parties to amend the terms of their Covered Master Agreements to reflect certain portfolio reconciliation, dispute resolution, trade confirmation and valuation obligations imposed by paragraph 4.3A and Part I of Schedule 10 (Risk mitigation requirements in relation to non-centrally cleared OTC derivative transactions) of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission published by the Hong Kong Securities and Futures Commission (SFC).

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