CFTC’s Notice of Proposed Rulemaking: Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

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SEC’s Notice of Proposed Rulemaking: Process for Review of Security-Based Swaps for Mandatory Clearing

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CFTC’s Proposed Rulemaking regarding General Regulations and Derivatives Clearing Organizations

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CFTC’s Proposed Rulemaking on: 1) 17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data; 2) 17 CFR Part 45 Swap Data Recordkeeping and Reporting Requirements; and 3) 17 CFR Part 23 Reporting, Recordkeeping, and Daily Trading Records Requirements for SDs and MSPs.

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CFTC’s Proposed Rulemaking on the Protection of Collateral of Counterparties to Uncleared Swaps

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CFTC’s Proposed Rules Regarding Registration of Swap Dealers and Major Swap Participants

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ISDA’s Comment Letter on the FSOC’s Proposed Rulemaking: Authority to Designate Financial Market Utilities as Systemically Important

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ISDA/SIFMA/FIA Conflicts of Interest Comment Letter

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ISDA/SIFMA Reporting and Dissemination of Security-Based Swap Information Comment Letter (Click here for the Study)

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SEC’s Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps

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