ISDA’s Comments on the CFTC’s NPR: Governance Requirements for DCOs, DCMs, and SEFs; Additional Requirements Regarding the Mitigation of Conflicts of Interest

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CFTC’s NPR: Confirmation, Portfolio Reconciliation, and Portfolio Compression Requirements

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SEC’s Proposed rule: Trade Acknowledgment and Verification of Security-Based Swap Transactions

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CFTC & SEC’s Joint Proposed Rule: Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,’’ “Major Swap Participant,” “Major Security-Based Swap Participant’’ and “Eligible Contract Participant”

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CFTC’s Notice of Proposed Rulemaking: Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

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SEC’s Notice of Proposed Rulemaking: Process for Review of Security-Based Swaps for Mandatory Clearing

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CFTC’s Proposed Rulemaking regarding General Regulations and Derivatives Clearing Organizations

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CFTC’s Proposed Rulemaking on: 1) 17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data; 2) 17 CFR Part 45 Swap Data Recordkeeping and Reporting Requirements; and 3) 17 CFR Part 23 Reporting, Recordkeeping, and Daily Trading Records Requirements for SDs and MSPs.

Documents (1) for CFTC’s Proposed Rulemaking on: 1) 17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data; 2) 17 CFR Part 45 Swap Data Recordkeeping and Reporting Requirements; and 3) 17 CFR Part 23 Reporting, Recordkeeping, and Daily Trading Records Requirements for SDs and MSPs.

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CFTC’s Proposed Rulemaking on the Protection of Collateral of Counterparties to Uncleared Swaps

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CFTC’s Proposed Rules Regarding Registration of Swap Dealers and Major Swap Participants

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