On May 8, 2023, ISDA submitted a comment letter on the SEC’s proposed rules for… Read more ISDA Comment Letter on Safeguarding Advisory Client Assets
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ISDA Comment Letter to CFTC Proposed Swap Execution Facilities and Trade Execution Requirement
ISDA appreciates the opportunity to submit these comments on the proposed revisions to the regulations... Read more ISDA Comment Letter to CFTC Proposed Swap Execution Facilities and Trade Execution Requirement
Documents (1) for ISDA Comment Letter to CFTC Proposed Swap Execution Facilities and Trade Execution Requirement
ISDA Response to OSC 11-784, Burden Reduction
ISDA’s response to the Ontario Securities Commission (OSC)’s Staff Notice 11-784, Burden Reduction, seeking suggestions on... Read more ISDA Response to OSC 11-784, Burden Reduction
Documents (1) for ISDA Response to OSC 11-784, Burden Reduction
Hard Brexit: An Impact Assessment for US Entities Registered with the CFTC
This paper highlights the issues that must be addressed in the case of a ‘hard’ Brexit.... Read more Hard Brexit: An Impact Assessment for US Entities Registered with the CFTC
Documents (1) for Hard Brexit: An Impact Assessment for US Entities Registered with the CFTC
A Regulatory Safe Harbor for Derivatives
A comprehensive and consistent regulatory framework for the US derivatives market is an important objective... Read more A Regulatory Safe Harbor for Derivatives
Documents (1) for A Regulatory Safe Harbor for Derivatives
Documents (1) for ISDA’s response to the Canadian Securities Administrators (CSA) proposed National Instrument 93-102 Derivatives: Registration and a related proposed companion policy.
Documents (1) for ISDA’s response to the Canadian Securities Administrators (CSA) proposed National Instrument 93-101 Derivatives: Business Conduct and a related proposed companion policy.
ISDA Response to CFTC Project KISS
In this response to the Commodity Futures Trading Commission’s (CFTC) Project KISS, ISDA identifies a series... Read more ISDA Response to CFTC Project KISS
Documents (1) for ISDA Response to CFTC Project KISS
ISDA’s Response to Canadian Regulators Proposed Business Conduct Rules 93-101
ISDA’s response to the Canadian Securities Administrators (CSA) proposed National Instrument 93-101 Derivatives: Business Conduct... Read more ISDA's Response to Canadian Regulators Proposed Business Conduct Rules 93-101
Documents (1) for ISDA’s Response to Canadian Regulators Proposed Business Conduct Rules 93-101
ISDA CCO Comment Letter (Final)
ISDA Letter Re: Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants,... Read more ISDA CCO Comment Letter (Final)
Documents (1) for ISDA CCO Comment Letter (Final)
OTE-RIC-Updated Proposal
ISDA Letter Re: Proposal Amending CFTC Regulation § 37.6