North America – Page 3 – International Swaps and Derivatives Association

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North America | August 16, 2022

ISDA Responds to SEC Rule Proposal: ESG Disclosures by Certain Investment Advisers and Investment Companies

On August 16, 2022, ISDA filed the attached comment letter with the U.S. Securities and… Read more ISDA Responds to SEC Rule Proposal: ESG Disclosures by Certain Investment Advisers and Investment Companies

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North America | September 20, 2018

A Regulatory Safe Harbor for Derivatives

A comprehensive and consistent regulatory framework for the US derivatives market is an important objective... Read more

Documents (1) for A Regulatory Safe Harbor for Derivatives

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North America | September 18, 2018

ISDA’s response to the Canadian Securities Administrators (CSA) proposed National Instrument 93-102 Derivatives: Registration and a related proposed companion policy.

Documents (1) for ISDA’s response to the Canadian Securities Administrators (CSA) proposed National Instrument 93-102 Derivatives: Registration and a related proposed companion policy.

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North America | September 18, 2018

ISDA’s response to the Canadian Securities Administrators (CSA) proposed National Instrument 93-101 Derivatives: Business Conduct and a related proposed companion policy.

Documents (1) for ISDA’s response to the Canadian Securities Administrators (CSA) proposed National Instrument 93-101 Derivatives: Business Conduct and a related proposed companion policy.

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North America | October 19, 2017

ISDA Response to CFTC Project KISS

In this response to the Commodity Futures Trading Commission’s (CFTC) Project KISS, ISDA identifies a series... Read more

Documents (1) for ISDA Response to CFTC Project KISS

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North America | September 1, 2017

ISDA’s Response to Canadian Regulators Proposed Business Conduct Rules 93-101

ISDA’s response to the Canadian Securities Administrators (CSA) proposed National Instrument 93-101 Derivatives: Business Conduct... Read more

Documents (1) for ISDA’s Response to Canadian Regulators Proposed Business Conduct Rules 93-101

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North America | July 7, 2017

ISDA CCO Comment Letter (Final)

ISDA Letter Re: Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants,... Read more

Documents (1) for ISDA CCO Comment Letter (Final)

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North America | July 5, 2017

OTE-RIC-Updated Proposal

ISDA Letter Re: Proposal Amending CFTC Regulation § 37.6

Documents (1) for OTE-RIC-Updated Proposal

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North America | May 15, 2017

ISDA Comment Letter – CFTC Proposed SD and MSP Capital Requirements (2017)

ISDA Letter Re: Capital Requirements for Swap Dealers and Major Swap Participants

Documents (1) for ISDA Comment Letter – CFTC Proposed SD and MSP Capital Requirements (2017)

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North America | March 10, 2017

ISDA’s Response to Quebec AMF’s Hedger Identification Proposal

ISDA’s response to the AMF (Autorité des marchés financiers)’s proposed amendments to the Derivatives Regulations... Read more

Documents (1) for ISDA’s Response to Quebec AMF’s Hedger Identification Proposal

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North America | February 23, 2017

ISDA Letter Re: Position Limits for Derivatives: Re-Proposal

Documents (1) for ISDA Letter Re: Position Limits for Derivatives: Re-Proposal

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