On September 28, ISDA responded to a request for comment from the US Commodity Futures… Read more ISDA Response to CFTC on Conflicts of Interest Between DCOs and Affiliated Clearing Members
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Documents (1) for ISDA’s response to the Canadian Securities Administrators (CSA) proposed National Instrument 93-101 Derivatives: Business Conduct and a related proposed companion policy.
ISDA Response to CFTC Project KISS
In this response to the Commodity Futures Trading Commission’s (CFTC) Project KISS, ISDA identifies a series... Read more ISDA Response to CFTC Project KISS
Documents (1) for ISDA Response to CFTC Project KISS
ISDA’s Response to Canadian Regulators Proposed Business Conduct Rules 93-101
ISDA’s response to the Canadian Securities Administrators (CSA) proposed National Instrument 93-101 Derivatives: Business Conduct... Read more ISDA's Response to Canadian Regulators Proposed Business Conduct Rules 93-101
Documents (1) for ISDA’s Response to Canadian Regulators Proposed Business Conduct Rules 93-101
ISDA CCO Comment Letter (Final)
ISDA Letter Re: Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants,... Read more ISDA CCO Comment Letter (Final)
Documents (1) for ISDA CCO Comment Letter (Final)
OTE-RIC-Updated Proposal
ISDA Letter Re: Proposal Amending CFTC Regulation § 37.6
Documents (1) for OTE-RIC-Updated Proposal
ISDA Comment Letter – CFTC Proposed SD and MSP Capital Requirements (2017)
ISDA Letter Re: Capital Requirements for Swap Dealers and Major Swap Participants
Documents (1) for ISDA Comment Letter – CFTC Proposed SD and MSP Capital Requirements (2017)
ISDA’s Response to Quebec AMF’s Hedger Identification Proposal
ISDA’s response to the AMF (Autorité des marchés financiers)’s proposed amendments to the Derivatives Regulations... Read more ISDA's Response to Quebec AMF's Hedger Identification Proposal
Documents (1) for ISDA’s Response to Quebec AMF’s Hedger Identification Proposal
Documents (1) for ISDA Letter Re: Position Limits for Derivatives: Re-Proposal
Response to Canadian Regulators Proposed Solution Regarding Perfection of Security Interests in Cash Collateral
ISDA’s response in support of the proposal by the Ontario’s Business Law Advisory Committee, which... Read more Response to Canadian Regulators Proposed Solution Regarding Perfection of Security Interests in Cash Collateral
Documents (1) for Response to Canadian Regulators Proposed Solution Regarding Perfection of Security Interests in Cash Collateral
Inter-affiliate-trades-supplemental request
ISDA Letter Re: Supplemental Request for Commission Action – Part 50