Tag: CFTC

Documents (1) for Industry Groups Urge Focus on Risk Controls in CFTC’s Proposed Rule on Automated Trading

Documents (1) for Industry Groups Urge Focus on Risk Controls in CFTC’s Proposed Rule on Automated Trading

Documents (1) for ISDA Comments on Regulation Automated Trading; Proposed Rule: 17 CFR Parts 1, 38, 40

Documents (1) for Petition for Rulemaking to Amend Parts 1 (General Regulations under the Commodity Exchange Act), 37 (Swap Execution Facilities) and 43 (Real-Time Public Reporting) of the Commodity Futures Trading Commission Regulations

CFTC Swap Transaction Reporting Party Requirements

Summary of Reporting Party determination hierarchy under the CFTC’s reporting requirements and the industry agreed... Read more CFTC Swap Transaction Reporting Party Requirements

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