Industry Groups Urge Focus on Risk Controls in CFTC’s Proposed Rule on Automated Trading

Documents (1) for Industry Groups Urge Focus on Risk Controls in CFTC’s Proposed Rule on Automated Trading

• reg-at-roundtable-group-comment-letter-062416(pdf) will open in a new tab or window

ISDA Comments on Regulation Automated Trading; Proposed Rule: 17 CFR Parts 1, 38, 40

Documents (1) for ISDA Comments on Regulation Automated Trading; Proposed Rule: 17 CFR Parts 1, 38, 40

• regulation-at-comment-03-16-16-002(pdf) will open in a new tab or window

ISDA Asset Class Tie-breaker Logic

Documents (2) for ISDA Asset Class Tie-breaker Logic

• 2018 March 12 Asset Class tiebreaker logic public(pdf) will open in a new tab or window
• 2018 March 12 corrected Asset Class tiebreaker logic public(pdf) will open in a new tab or window

Petition for Rulemaking to Amend Parts 1 (General Regulations under the Commodity Exchange Act), 37 (Swap Execution Facilities) and 43 (Real-Time Public Reporting) of the Commodity Futures Trading Commission Regulations

Documents (1) for Petition for Rulemaking to Amend Parts 1 (General Regulations under the Commodity Exchange Act), 37 (Swap Execution Facilities) and 43 (Real-Time Public Reporting) of the Commodity Futures Trading Commission Regulations

• isda-cftc-petition(pdf) will open in a new tab or window

CFTC Swap Transaction Reporting Party Requirements

Documents (4) for CFTC Swap Transaction Reporting Party Requirements

• CFTC Reporting Party Requirements updated Mar 12 2018 corrected public(pdf) will open in a new tab or window
• CFTC Reporting Party Requirements updated Mar 12 2018 public(pdf) will open in a new tab or window
• cftc-reporting-party-requirements-updated-apr-2-2015-finaldraft-clean(pdf) will open in a new tab or window
• View all documents

ISDA Outlines Path Forward for Centralized Execution of Swaps

Documents (1) for ISDA Outlines Path Forward for Centralized Execution of Swaps

• path-forward-for-centralized-execution-of-swaps-1-04-2015(pdf) will open in a new tab or window

Path Forward for Centralized Execution of Swaps: Key Principles

Documents (1) for Path Forward for Centralized Execution of Swaps: Key Principles

• path-forward-for-centralized-execution-of-swaps-final(pdf) will open in a new tab or window

Price Notation and Additional Price Notation Approach Document v1.

Documents (1) for Price Notation and Additional Price Notation Approach Document v1.

• isda-pn-apn-approach-document-v1(xlsx) will open in a new tab or window