Statement of Principles and Recommendations Regarding the Handling of Material Nonpublic Information by Credit Market Participants

Documents (1) for Statement of Principles and Recommendations Regarding the Handling of Material Nonpublic Information by Credit Market Participants

A Path to Greater CFTC-SEC Alignment

Earlier this week, the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) held a roundtable on regulatory harmonization – an initiative we wholeheartedly support. The US regulatory framework has evolved over time to facilitate financial markets...

Working Towards Tokenized Collateral

One of the lessons learned from recent market shocks – including the 2020 dash for cash and the UK gilt market crisis in 2022 – is that when volatility strikes and market participants must suddenly generate large amounts of cash...