No-Action Relief Request: Post-price Swaps under Parts 43 and 45

Requests relief for reporting of post-priced equity swaps under Part 43 and 45 until price and size are known, until the earlier of (i) October 10, 2013 or (ii) the date SDs/SDRs can develop the technology to report PPS when a client’s order is accepted by the SD.

Documents (1) for No-Action Relief Request: Post-price Swaps under Parts 43 and 45

ISDA Paper on FRTB Rules in Brazil

On March 24, ISDA submitted a paper to Banco Central do Brazil’s (BCB) on its implementation of the revised market risk framework under the Fundamental Review of the Trading Book (FRTB), which represents an important step toward strengthening prudential standards...

IQ Interview with Mark Uyeda

Mandatory clearing of US Treasury securities is due to begin at the end of this year under rules finalized by the Securities and Exchange Commission (SEC) in 2023. SEC commissioner Mark Uyeda talks to IQ about the benefits of clearing...

Response to FCA on CFI Codes for Transparency

On March 19, ISDA responded to Chapter 3 of the UK Financial Conduct Authority’s (FCA) Quarterly Consultation CP26/8 on transparency requirements for financial instruments under Market Conduct Sourcebook (MAR) 11. Sections 3.11-3.13 of the consultation paper explain a discrepancy between...