No-Action Relief Request: Post-price Swaps under Parts 43 and 45

Requests relief for reporting of post-priced equity swaps under Part 43 and 45 until price and size are known, until the earlier of (i) October 10, 2013 or (ii) the date SDs/SDRs can develop the technology to report PPS when a client’s order is accepted by the SD.

Documents (1) for No-Action Relief Request: Post-price Swaps under Parts 43 and 45

Safe, Efficient Markets for SFTs

Securities financing transactions (SFTs) – including repurchase agreements (repo), securities lending, buy/sell backs and margin lending – are foundational to the functioning of modern financial markets. They support the day-to-day distribution of liquidity, enable collateral to move efficiently across cash...

ISDA Recommendations to Simplify EU Regulation

On March 9, ISDA submitted a paper to the European Commission setting out focused proposals to improve the functioning of the EU regulatory framework for derivatives. The paper comprises eight targeted recommendations to simplify selected Level 1 provisions in a...