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  3. No-Action Relief Request: Post-price Swaps under Parts 43 and 45

No-Action Relief Request: Post-price Swaps under Parts 43 and 45

Infrastructure
Data & Reporting March 26, 2013
< 1  min.read

Requests relief for reporting of post-priced equity swaps under Part 43 and 45 until price and size are known, until the earlier of (i) October 10, 2013 or (ii) the date SDs/SDRs can develop the technology to report PPS when a client’s order is accepted by the SD.

Documents (1) for No-Action Relief Request: Post-price Swaps under Parts 43 and 45

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