Advisory Note regarding changes to securities settlement cycles within the European Economic Area (EEA) and Switzerland effective 6 October 2014

Documents (1) for Advisory Note regarding changes to securities settlement cycles within the European Economic Area (EEA) and Switzerland effective 6 October 2014

FRTB Impact on Correlation Trading

The capitalization of the correlation trading portfolio (CTP) under the Fundamental Review of the Trading Book will have an adverse economic impact for users of these instruments. In particular, there is a lack of clarity and consistency in the application...

A Path to Greater CFTC-SEC Alignment

Earlier this week, the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) held a roundtable on regulatory harmonization – an initiative we wholeheartedly support. The US regulatory framework has evolved over time to facilitate financial markets...