North America April 4, 2011 ISDA’s & SIFMA’s Comments on Registration and Regulation of Security-Based SEFs SEC’s NPR: Registration and Regulation of Security-Based Swap Execution Facilities Documents (1) for ISDA’s & SIFMA’s Comments on Registration and Regulation of Security-Based SEFs isda-sifma-final-sb-sef-letter(pdf) will open in a new tab or window
Equity April 4, 2011 US Regulation SHO Rule 201 Market practice statement in regard to short sale price limitations triggered under Regulation SHO Rule... Read more US Regulation SHO Rule 201 Tags: Equity Derivatives, Market Disruption, Trading Documents (1) for US Regulation SHO Rule 201 reg-sho-201-04-05-2011(docx) will open in a new tab or window
Global April 4, 2011 ISDA’s & SIFMA’s Comments on Registration and Regulation of Security-Based SEFs SEC’s NPR: Registration and Regulation of Security-Based Swap Execution Facilities Documents (1) for ISDA’s & SIFMA’s Comments on Registration and Regulation of Security-Based SEFs isda-sifma-final-sb-sef-letter(pdf) will open in a new tab or window
North America April 1, 2011 Commodity Options and Agricultural Swaps Letter to CFTC on NPR. Tags: Global Documents (1) for Commodity Options and Agricultural Swaps 0411-commodity-ag-swaps-final-040111(pdf) will open in a new tab or window
Global March 31, 2011 Commitments (IIGC) Letter / Press Release Documents (2) for Commitments (IIGC) Supervisory Commitment Letter-31 March 2011 FINAL(pdf) will open in a new tab or window commitmentletterrelease20110405(pdf) will open in a new tab or window
Japan March 31, 2011 Japan Monthly Update – March 2011 Japanese / English Documents (2) for Japan Monthly Update – March 2011 2011(pdf) will open in a new tab or window 2011(pdf) will open in a new tab or window
Japan March 31, 2011 Japan Monthly Update – March 2011 Japanese / English Documents (2) for Japan Monthly Update – March 2011 2011(pdf) will open in a new tab or window 2011(pdf) will open in a new tab or window
Press Releases March 31, 2011 ISDA Announces Annual Determinations Committees Outcome NEWS RELEASE For Immediate Release ISDA Announces Annual Determinations Committees Outcome NEW YORK, Thursday, March... Read more ISDA Announces Annual Determinations Committees Outcome Documents (0) for ISDA Announces Annual Determinations Committees Outcome
Studies March 29, 2011 Swap Execution Facilities: Can they improve the structure of OTC derivatives markets? This paper discusses important issues associated with mandating the use of swap execution facilities (SEFs)... Read more Swap Execution Facilities: Can they improve the structure of OTC derivatives markets? Documents (1) for Swap Execution Facilities: Can they improve the structure of OTC derivatives markets? sef-finalversion(pdf) will open in a new tab or window
Press Releases March 29, 2011 ISDA: SEF Rules Should Provide Greater Choice, Access and Liquidity to OTC Derivatives Market Participants Read the Paper NEWS RELEASE For Immediate Release, Tuesday, March 29, 2011For More Information, Please... Read more ISDA: SEF Rules Should Provide Greater Choice, Access and Liquidity to OTC Derivatives Market Participants Documents (1) for ISDA: SEF Rules Should Provide Greater Choice, Access and Liquidity to OTC Derivatives Market Participants sef-finalversion(pdf) will open in a new tab or window