Wed, Nov 13, 2019Event Details for Getting Ready for Phase 5 Initial Margin Implementation Register Now for Getting Ready for Phase 5 Initial Margin Implementation
2 CLE Credit Hours Available (New York)
Transitional and Nontransitional
2 CPE Credit Hours Available
Tags: CFTC, Margin, Regulatory
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Thursday, December 12, 2019Print Agenda ISDA Regulatory and Compliance Update: The Future of Derivatives Regulations for
12:30 PM Registration and Lunch
1:00 PM Welcoming Remarks
1:15 PM One-on-One with the Office of the CFTC Chairman
Learn first-hand about the Commission’s regulatory agenda and how it may affect derivatives trading.Speakers to be Announced.
1:45 PM The CFTC and SEC Regulatory Update Nicolette Cone, Caroline D. Pham, Matthew VosBurgh
As the industry continues to move forward toward implementation of the G-20 reforms, keeping up to speed on the latest regulatory proposals and compliance requirements is essential to effective derivatives trading.
Moderator: Nicolette Cone, Counsel and Director, ISDA
Caroline D. Pham, Deputy Head of Global Regulatory Affairs, Citigroup
Matthew VosBurgh, Director, Regulatory Execution Compliance, Barclays
2:30 PM Coffee Break
2:45 PM Margin: Navigating the Evolving Maze of Margin Regulations Mark New, Sachiyo Sakemi
Charting a course through complex EU and US margin rules can be daunting. The panel will discuss regulatory frameworks, the impact on cross-border trading, and compliance challenges.
Moderator: Mark New, Senior Counsel, Americas, ISDA
Sachiyo Sakemi, Managing Director, Legal and Compliance, BlackRock
3:30 PM Briefing Concludes
Agenda is subject to change.
VenueBack to Top
ISDA Conference Center, 10 East 53rd Street (entrances on 52nd and 53rd Streets), 8th Floor, New York, NY 10022, Phone: +1 (212) 901-6000. Please find a map to the venue here. You will be required to provide photo identification in order to enter the venue. Please ensure you present this at the ground floor reception or you may be refused entry.
ISDA has a special rate available at the Omni Berkshire Place, 21 East 52nd Street, New York, NY 10022, +1 212-753-5800, located on the same block as the ISDA Conference Center. For reservations online click here OR call the Reservation Center at +1 888-843-6664 and mention the International Swaps and Derivatives Association, Inc. (ISDA) special rate. ISDA’s special rate is based on availability at the time of booking.
SpeakersBack to Top
Counsel and Director
Senior Counsel, Americas
Caroline D. Pham
Deputy Head of Global Regulatory Affairs
Managing Director, Legal and Compliance
Director, Regulatory Execution Compliance
PricingBack to Top
Registration fee is for one person to attend the entire event. Pass may not be split between multiple attendees.
Groups of three or more attendees from the same firm can receive a 20% discount on event registrations. To register your group, please email email@example.com prior to the event.
Member $150 U.S.
Non-Member $200 U.S.
Course LevelBack to Top
Some knowledge of derivatives documentation is assumed. No advance preparation is required.