Regulatory Reporting

Wednesday, November 29, 2023

Member US$350.00

Non-Member US$400.00

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The major financial jurisdictions are implementing significant changes to their regulatory reporting rules with the intention of delivering greater harmonisation between jurisdictions and more standardisation in how trade data is reported. These changes are designed to improve transparency and accuracy, but will also introduce new concepts and challenges. ISDA are working with our members to identify and prepare for these major updates to reporting requirements and this event will cover some of the key items the industry should consider and how ISDA can assist with adherence to the new rules. 


Topics that will be covered include:

  • Here comes the Unique Product Identifier (UPI)  
  • EMIR Refit – Final preparations for the new EU and UK reporting rules 
  • Digital Regulatory Reporting – a new standard of reporting



Registration for this event will close 2 hours before the live broadcast


This is an ISDA Virtual Conference:

  • Event will be live on November 29, 2023 from 9:00 AM – 11:45 AM EST  |  Timezone Converter
  • Miss part of the event or aren’t able to watch live? The recording will be available to registrants until December 29, 2023


Educational Credits

2.5 CPE Credit Hours Available

2.25 CPD Credit Hours Available (England and Wales)

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Wednesday, November 29, 2023

Print Agenda Regulatory Reporting for

9:00 AM Introduction and Welcoming Remarks

9:05 AM Here Comes The Unique Product Identifier (UPI)

The global UPI will begin going live in several reporting jurisdictions in the not-too-distant future.  With ANNA DSB (as UPI Provider maintaining the UPI codes and reference data library) moving into the UPI production environment in October 2023, the panel will consider whether the introduction of the UPI have a wider reaching impact to trade reporting than simply reporting a new identifier?  How does the UPI align with ISIN requirements? What challenges are industry participants facing in preparing to comply with this new globally harmonized requirement?

9:50 AM EMIR Refit – Final Preparations For The New EU and UK Reporting Rules

The EMIR Refit rules introduces new fields and concepts to the EU and UK reporting regimes. The industry has been preparing to adhere to these new requirements for over a year but there are some elements that remains challenging for market participants to meet, both within the EMIR Refit regime itself as well as having global implications in some cases. With the time left until EU-EMIR Refit go-live on 29 April 2024, this panel will consider some of the reporting questions that are still outstanding, how the industry are looking to find solutions and what firms should be considering in the last six-months before commencement of the new reporting rules.

10:35 AM Break

10:45 AM Digital Regulatory Reporting – A New Standard of Reporting

The industry has successfully advanced forward on a solution to improve the consistency of reporting and increase data accuracy through its Digital Regulatory Reporting (DRR) collaboration. Work is almost complete on the digitization of the European Market Infrastructure Regulation (EMIR) Refit rules into machine-executable open-access code which firms can use as the basis of their implementation. This panel will discuss the DRR work, and development for additional trade reporting jurisdictions including JFSA, ASIC, MAS.

11:45 AM Conference Concludes

Agenda is subject to change.

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The course level is intermediate. Some knowledge of derivatives is assumed. No advance preparation is required.
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ISDA is an accredited provider of continuing education credits by the following organizations:

  • CLE

    ISDA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the state of New York.

  • CPE Sponsory

    ISDA is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors: 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417.

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