Joint Trade Association Letter in response to the recent DOJ Letter on Ownership and Governance of Clearing Entities

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CFTC’s  study of the feasibility of requiring the derivatives industry to adopt standardized computer-readable algorithmic descriptions of complex and standardized financial derivatives

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CFTC’s NPR implementing the CFTC’s new Anti-Manipulation Authority provided by Dodd-Frank and expanding and codifying the CFTC’s authority to prohibit manipulation under its general rulemaking authority

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Business Affiliate Marketing and Disposal of Consumer Information Rules

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CFTC’s  Process for Review of Swaps for Mandatory Clearing

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Financial Resources Requirements for Derivatives Clearing Organizations

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Comment Periods and Implementation of New Derivatives Regulations

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Investment of Customer Funds and Funds Held in Account for Foreign Futures and Foreign Options Transactions

Documents (1) for Investment of Customer Funds and Funds Held in Account for Foreign Futures and Foreign Options Transactions

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Ownership Limitations & Governance Requirements for Security-Based Swap Clearing Agencies

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Determination of Foreign Exchange Swaps and Forwards

Documents (1) for Determination of Foreign Exchange Swaps and Forwards

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