Securities and Exchange Commission (SEC) – Page 3 – International Swaps and Derivatives Association

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Tag: Securities and Exchange Commission (SEC)

Speeches & testimony November 7, 2023

ISDA Derivatives Trading Forum London: Scott O’Malia Opening Remarks

ISDA Derivatives Trading Forum London November 7, 2023 Opening Remarks Scott O’Malia, CEO, ISDA Good... Read more

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derivatiViews November 6, 2023

Thinking About US Treasury Clearing

It is expected that the US Securities and Exchange Commission (SEC) will soon finalize rules... Read more

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The Swap October 17, 2023

Episode 34: Changing Treasury Market Structure

The US Securities and Exchange Commission has proposed increased clearing of certain US Treasury securities,... Read more

Documents (0) for Episode 34: Changing Treasury Market Structure

Equity August 18, 2023

ISDA and SIFMA Webinar on T+1 Settlement Cycle

On August 8, 2023, ISDA and the Securities Industry and Financial Markets Association (SIFMA) held... Read more

Documents (2) for ISDA and SIFMA Webinar on T+1 Settlement Cycle

North America June 5, 2023

ISDA Comment Letter to US Securities and Exchange Commission (SEC) on Proposed Rules for Cybersecurity Risk Management Rule for Security-Based Swap Dealers

ISDA filed the attached comment letter in response to the SEC’s proposed rules for cybersecurity... Read more

Documents (1) for ISDA Comment Letter to US Securities and Exchange Commission (SEC) on Proposed Rules for Cybersecurity Risk Management Rule for Security-Based Swap Dealers

ISDA Draft Response to SEC Cyber Proposal Rule 10-Final filed with SEC-060523(pdf) will open in a new tab or window

IQ May 24, 2023

Better Together – IQ May 2023

There were a couple of big themes running through ISDA’s Annual General Meeting (AGM) in... Read more

Documents (1) for Better Together – IQ May 2023

Better Together - IQ May 2023(pdf) will open in a new tab or window

North America May 19, 2023

ISDA Comment Letter on Safeguarding Advisory Client Assets

On May 8, 2023, ISDA submitted a comment letter on the SEC’s proposed rules for... Read more

Documents (1) for ISDA Comment Letter on Safeguarding Advisory Client Assets

ISDA Comment Letter-Safeguarding Advisory Client Assets(pdf) will open in a new tab or window

North America January 3, 2023

ISDA Response to SEC US Treasury Clearing Proposal

ISDA provided comments to the Securities and Exchange Commission (SEC) on its proposal regarding Standards... Read more

Documents (1) for ISDA Response to SEC US Treasury Clearing Proposal

ISDA Response - SEC Request for Comment - UST Clearing(pdf) will open in a new tab or window

North America August 16, 2022

ISDA Responds to SEC Rule Proposal: ESG Disclosures by Certain Investment Advisers and Investment Companies

On August 16, 2022, ISDA filed the attached comment letter with the U.S. Securities and... Read more

Documents (1) for ISDA Responds to SEC Rule Proposal: ESG Disclosures by Certain Investment Advisers and Investment Companies

SEC-filed ISDA ESG funds letter 081622(pdf) will open in a new tab or window

North America June 17, 2022

ISDA comments on SEC Proposal for Enhancement and Standardization of Climate-Related Disclosures for Investors

ISDA provided written comments to the U.S. Securities and Exchange Commission on its rule proposal... Read more

Documents (1) for ISDA comments on SEC Proposal for Enhancement and Standardization of Climate-Related Disclosures for Investors

ISDA Draft Response to SEC on ESG Public Dsclosures 061522(pdf) will open in a new tab or window

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