Securities and Exchange Commission (SEC) – Page 2 – International Swaps and Derivatives Association

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Tag: Securities and Exchange Commission (SEC)

North America | August 16, 2022

ISDA Responds to SEC Rule Proposal: ESG Disclosures by Certain Investment Advisers and Investment Companies

On August 16, 2022, ISDA filed the attached comment letter with the U.S. Securities and... Read more

Documents (1) for ISDA Responds to SEC Rule Proposal: ESG Disclosures by Certain Investment Advisers and Investment Companies

SEC-filed ISDA ESG funds letter 081622(pdf) will open in a new tab or window

North America | June 17, 2022

ISDA comments on SEC Proposal for Enhancement and Standardization of Climate-Related Disclosures for Investors

ISDA provided written comments to the U.S. Securities and Exchange Commission on its rule proposal... Read more

Documents (1) for ISDA comments on SEC Proposal for Enhancement and Standardization of Climate-Related Disclosures for Investors

ISDA Draft Response to SEC on ESG Public Dsclosures 061522(pdf) will open in a new tab or window

Data & Reporting | June 10, 2022

ISDA Response to the SEC’s Proposed Rules for Security Based Swaps Execution Facilities (SBSEFs)

ISDA has drafted a response to the SEC’s proposed rules for Security Based Swaps Execution... Read more

Documents (1) for ISDA Response to the SEC’s Proposed Rules for Security Based Swaps Execution Facilities (SBSEFs)

ISDA Response to SBSEF Proposal 061022(pdf) will open in a new tab or window

North America | March 22, 2022

ISDA/SIFMA/IIB SBS Comment Letters to SEC

On March 21, ISDA, the Institute of International Bankers (IIB) and the Securities Industry and... Read more

Documents (3) for ISDA/SIFMA/IIB SBS Comment Letters to SEC

Data & Reporting | February 14, 2022

SEC SBS Transaction Reporting Party Requirements

The Security-Based Swap (SBS) Transaction Reporting Party Requirements Suggested Operational Practices (SOP) establishes the hierarchy... Read more

Documents (2) for SEC SBS Transaction Reporting Party Requirements

Press Releases | May 18, 2021

ISDA Publishes SBS Protocol Agreement

ISDA has today launched the ISDA 2021 Security-based Swaps (SBS) Protocol Agreement, aimed at helping... Read more

Documents (1) for ISDA Publishes SBS Protocol Agreement

ISDA Publishes SBS Protocol Agreement(pdf) will open in a new tab or window

Press Releases | March 15, 2021

ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules

ISDA has today launched the ISDA 2021 Security-based Swaps (SBS) Top-Up Protocol, intended to help... Read more

Documents (1) for ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules

ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules(pdf) will open in a new tab or window

Tax & Accounting | May 6, 2020

ISDA Requests Relief from SEC on Accounting

On May 1, ISDA wrote to the US Securities and Exchange Commission to request relief... Read more

Documents (1) for ISDA Requests Relief from SEC on Accounting

Relief from Certain Requirements of ASC 815 Derivatives and Hedging(pdf) will open in a new tab or window

derivatiViews | September 24, 2018

A Solution for Consistency

Earlier this year, when testifying to a US Congressional committee, I proposed a holistic solution... Read more

Documents (0) for A Solution for Consistency

Press Releases | September 20, 2018

ISDA and US Chamber Center for Capital Markets Competitiveness Publish CFTC-SEC Safe Harbor Recommendation

ISDA and the US Chamber Center for Capital Markets Competitiveness (CCMC) have published a new... Read more

Documents (1) for ISDA and US Chamber Center for Capital Markets Competitiveness Publish CFTC-SEC Safe Harbor Recommendation

ISDA and CCMC Publish CFTC-SEC Safe Harbor Recommendation 20092018(pdf) will open in a new tab or window