Episode 34: Changing Treasury Market Structure
The US Securities and Exchange Commission has proposed increased clearing of certain US Treasury securities,... Read more Episode 34: Changing Treasury Market Structure
Tag: Securities and Exchange Commission (SEC)
ISDA and SIFMA Webinar on T+1 Settlement Cycle
On August 8, 2023, ISDA and the Securities Industry and Financial Markets Association (SIFMA) held... Read more ISDA and SIFMA Webinar on T+1 Settlement Cycle
Documents (2) for ISDA and SIFMA Webinar on T+1 Settlement Cycle
ISDA Comment Letter to US Securities and Exchange Commission (SEC) on Proposed Rules for Cybersecurity Risk Management Rule for Security-Based Swap Dealers
ISDA filed the attached comment letter in response to the SEC’s proposed rules for cybersecurity... Read more ISDA Comment Letter to US Securities and Exchange Commission (SEC) on Proposed Rules for Cybersecurity Risk Management Rule for Security-Based Swap Dealers
Documents (1) for ISDA Comment Letter to US Securities and Exchange Commission (SEC) on Proposed Rules for Cybersecurity Risk Management Rule for Security-Based Swap Dealers
Better Together – IQ May 2023
There were a couple of big themes running through ISDA’s Annual General Meeting (AGM) in... Read more Better Together – IQ May 2023
Documents (1) for Better Together – IQ May 2023
ISDA Comment Letter on Safeguarding Advisory Client Assets
On May 8, 2023, ISDA submitted a comment letter on the SEC’s proposed rules for... Read more ISDA Comment Letter on Safeguarding Advisory Client Assets
Documents (1) for ISDA Comment Letter on Safeguarding Advisory Client Assets
ISDA Response to SEC US Treasury Clearing Proposal
ISDA provided comments to the Securities and Exchange Commission (SEC) on its proposal regarding Standards... Read more ISDA Response to SEC US Treasury Clearing Proposal
Documents (1) for ISDA Response to SEC US Treasury Clearing Proposal
ISDA Responds to SEC Rule Proposal: ESG Disclosures by Certain Investment Advisers and Investment Companies
On August 16, 2022, ISDA filed the attached comment letter with the U.S. Securities and... Read more ISDA Responds to SEC Rule Proposal: ESG Disclosures by Certain Investment Advisers and Investment Companies
Documents (1) for ISDA Responds to SEC Rule Proposal: ESG Disclosures by Certain Investment Advisers and Investment Companies
ISDA comments on SEC Proposal for Enhancement and Standardization of Climate-Related Disclosures for Investors
ISDA provided written comments to the U.S. Securities and Exchange Commission on its rule proposal... Read more ISDA comments on SEC Proposal for Enhancement and Standardization of Climate-Related Disclosures for Investors
Documents (1) for ISDA comments on SEC Proposal for Enhancement and Standardization of Climate-Related Disclosures for Investors
ISDA Response to the SEC’s Proposed Rules for Security Based Swaps Execution Facilities (SBSEFs)
ISDA has drafted a response to the SEC’s proposed rules for Security Based Swaps Execution... Read more ISDA Response to the SEC’s Proposed Rules for Security Based Swaps Execution Facilities (SBSEFs)
Documents (1) for ISDA Response to the SEC’s Proposed Rules for Security Based Swaps Execution Facilities (SBSEFs)
ISDA/SIFMA/IIB SBS Comment Letters to SEC
On March 21, ISDA, the Institute of International Bankers (IIB) and the Securities Industry and... Read more ISDA/SIFMA/IIB SBS Comment Letters to SEC