Better Together – IQ May 2023
There were a couple of big themes running through ISDA’s Annual General Meeting (AGM) in... Read more Better Together – IQ May 2023
Tag: Securities and Exchange Commission (SEC)
ISDA Comment Letter on Safeguarding Advisory Client Assets
On May 8, 2023, ISDA submitted a comment letter on the SEC’s proposed rules for... Read more ISDA Comment Letter on Safeguarding Advisory Client Assets
Documents (1) for ISDA Comment Letter on Safeguarding Advisory Client Assets
ISDA Response to SEC US Treasury Clearing Proposal
ISDA provided comments to the Securities and Exchange Commission (SEC) on its proposal regarding Standards... Read more ISDA Response to SEC US Treasury Clearing Proposal
Documents (1) for ISDA Response to SEC US Treasury Clearing Proposal
ISDA Responds to SEC Rule Proposal: ESG Disclosures by Certain Investment Advisers and Investment Companies
On August 16, 2022, ISDA filed the attached comment letter with the U.S. Securities and... Read more ISDA Responds to SEC Rule Proposal: ESG Disclosures by Certain Investment Advisers and Investment Companies
Documents (1) for ISDA Responds to SEC Rule Proposal: ESG Disclosures by Certain Investment Advisers and Investment Companies
ISDA comments on SEC Proposal for Enhancement and Standardization of Climate-Related Disclosures for Investors
ISDA provided written comments to the U.S. Securities and Exchange Commission on its rule proposal... Read more ISDA comments on SEC Proposal for Enhancement and Standardization of Climate-Related Disclosures for Investors
Documents (1) for ISDA comments on SEC Proposal for Enhancement and Standardization of Climate-Related Disclosures for Investors
ISDA Response to the SEC’s Proposed Rules for Security Based Swaps Execution Facilities (SBSEFs)
ISDA has drafted a response to the SEC’s proposed rules for Security Based Swaps Execution... Read more ISDA Response to the SEC’s Proposed Rules for Security Based Swaps Execution Facilities (SBSEFs)
Documents (1) for ISDA Response to the SEC’s Proposed Rules for Security Based Swaps Execution Facilities (SBSEFs)
ISDA/SIFMA/IIB SBS Comment Letters to SEC
On March 21, ISDA, the Institute of International Bankers (IIB) and the Securities Industry and... Read more ISDA/SIFMA/IIB SBS Comment Letters to SEC
Documents (3) for ISDA/SIFMA/IIB SBS Comment Letters to SEC
SEC SBS Transaction Reporting Party Requirements
The Security-Based Swap (SBS) Transaction Reporting Party Requirements Suggested Operational Practices (SOP) establishes the hierarchy... Read more SEC SBS Transaction Reporting Party Requirements
Documents (2) for SEC SBS Transaction Reporting Party Requirements
ISDA Publishes SBS Protocol Agreement
ISDA has today launched the ISDA 2021 Security-based Swaps (SBS) Protocol Agreement, aimed at helping... Read more ISDA Publishes SBS Protocol Agreement
Documents (1) for ISDA Publishes SBS Protocol Agreement
ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules
ISDA has today launched the ISDA 2021 Security-based Swaps (SBS) Top-Up Protocol, intended to help... Read more ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules