Tag: Securities and Exchange Commission (SEC)

Documents (1) for ISDA Responds to SEC Rule Proposal: ESG Disclosures by Certain Investment Advisers and Investment Companies

Documents (1) for ISDA comments on SEC Proposal for Enhancement and Standardization of Climate-Related Disclosures for Investors

Documents (1) for ISDA Response to the SEC’s Proposed Rules for Security Based Swaps Execution Facilities (SBSEFs)

ISDA/SIFMA/IIB SBS Comment Letters to SEC

On March 21, ISDA, the Institute of International Bankers (IIB) and the Securities Industry and... Read more ISDA/SIFMA/IIB SBS Comment Letters to SEC

SEC SBS Transaction Reporting Party Requirements

The Security-Based Swap (SBS) Transaction Reporting Party Requirements Suggested Operational Practices (SOP) establishes the hierarchy... Read more SEC SBS Transaction Reporting Party Requirements

Documents (1) for ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules

Documents (1) for ISDA and US Chamber Center for Capital Markets Competitiveness Publish CFTC-SEC Safe Harbor Recommendation

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