ISDA and SIFMA Submit Letter on SEC Security-Based Swap Dealer Thresholds

Documents (1) for ISDA and SIFMA Submit Letter on SEC Security-Based Swap Dealer Thresholds

• ISDA-SIFMA SEC SBSD letter 070626(pdf) will open in a new tab or window

ISDA Comment Letter to US Commodity Futures Trading Commission (CFTC) Advanced Notice of Proposed Rulemaking regarding Risk Management Program Regulations

Documents (1) for ISDA Comment Letter to US Commodity Futures Trading Commission (CFTC) Advanced Notice of Proposed Rulemaking regarding Risk Management Program Regulations

• CFTC-ANPR-on-Risk-Management-Program-ISDA-SIFMA-Draft-091823-Final filed with CFTC(pdf) will open in a new tab or window

ISDA Comment Letter to US Securities and Exchange Commission (SEC) on Proposed Rules for Cybersecurity Risk Management Rule for Security-Based Swap Dealers

Documents (1) for ISDA Comment Letter to US Securities and Exchange Commission (SEC) on Proposed Rules for Cybersecurity Risk Management Rule for Security-Based Swap Dealers

• ISDA Draft Response to SEC Cyber Proposal Rule 10-Final filed with SEC-060523(pdf) will open in a new tab or window

ISDA/SIFMA/IIB SBS Comment Letters to SEC

Documents (3) for ISDA/SIFMA/IIB SBS Comment Letters to SEC

• ISDA SIFMA IIB- 15Fh-4(c) Comment Letter (File No. S7-32-10)(pdf) will open in a new tab or window
• SIFMA-ISDA-IIB 10B-1 Comment Letter (File No. S7-32-10)(pdf) will open in a new tab or window
• IIB ISDA SIFMA 9j-1 Comment Letter(pdf) will open in a new tab or window

Current Security-based Swap Clearing

Documents (0) for Current Security-based Swap Clearing

ISDA Comment Letter to US Commodity Futures and Trading Commission (CFTC) Proposed Rules regarding Exemption from Derivatives Clearing Organization Registration

Documents (1) for ISDA Comment Letter to US Commodity Futures and Trading Commission (CFTC) Proposed Rules regarding Exemption from Derivatives Clearing Organization Registration

• Alternative Compliance Framework-comment letter FINAL-filed with CFTC 111819(docx) will open in a new tab or window

ISDA Comment Letter to US Commodity Futures and Trading Commission (CFTC) Proposed Rules regarding Alternative Compliance for Non-U.S. Derivatives Clearing Organizations

Documents (1) for ISDA Comment Letter to US Commodity Futures and Trading Commission (CFTC) Proposed Rules regarding Alternative Compliance for Non-U.S. Derivatives Clearing Organizations

• Exempt DCO Proposal-draft comment letter-111819-Final plan to file with CFTC(docx) will open in a new tab or window