North America | March 22, 2022 ISDA/SIFMA/IIB SBS Comment Letters to SEC On March 21, ISDA, the Institute of International Bankers (IIB) and the Securities Industry and... Read more ISDA/SIFMA/IIB SBS Comment Letters to SEC Tags: SBS, Securities and Exchange Commission (SEC), Security-based Swap Documents (3) for ISDA/SIFMA/IIB SBS Comment Letters to SEC ISDA SIFMA IIB- 15Fh-4(c) Comment Letter (File No. S7-32-10)(pdf) will open in a new tab or window SIFMA-ISDA-IIB 10B-1 Comment Letter (File No. S7-32-10)(pdf) will open in a new tab or window IIB ISDA SIFMA 9j-1 Comment Letter(pdf) will open in a new tab or window
Data & Reporting | February 14, 2022 SEC SBS Transaction Reporting Party Requirements The Security-Based Swap (SBS) Transaction Reporting Party Requirements Suggested Operational Practices (SOP) establishes the hierarchy... Read more SEC SBS Transaction Reporting Party Requirements Tags: Data, Reporting, SBS, SBSR, Securities and Exchange Commission (SEC) Documents (2) for SEC SBS Transaction Reporting Party Requirements ISDA SBS Reporting Party Determination Industry SOP 5Nov2021(pdf) will open in a new tab or window ISDA SBS Reporting Party Determination Industry SOP updated 11Feb2022(pdf) will open in a new tab or window