SEC SBS Transaction Reporting Party Requirements
The Security-Based Swap (SBS) Transaction Reporting Party Requirements Suggested Operational Practices (SOP) establishes the hierarchy... Read more SEC SBS Transaction Reporting Party Requirements
Tag: Securities and Exchange Commission (SEC)
ISDA Publishes SBS Protocol Agreement
ISDA has today launched the ISDA 2021 Security-based Swaps (SBS) Protocol Agreement, aimed at helping... Read more ISDA Publishes SBS Protocol Agreement
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ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules
ISDA has today launched the ISDA 2021 Security-based Swaps (SBS) Top-Up Protocol, intended to help... Read more ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules
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ISDA Requests Relief from SEC on Accounting
On May 1, ISDA wrote to the US Securities and Exchange Commission to request relief... Read more ISDA Requests Relief from SEC on Accounting
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A Solution for Consistency
Earlier this year, when testifying to a US Congressional committee, I proposed a holistic solution... Read more A Solution for Consistency
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ISDA and US Chamber Center for Capital Markets Competitiveness Publish CFTC-SEC Safe Harbor Recommendation
ISDA and the US Chamber Center for Capital Markets Competitiveness (CCMC) have published a new... Read more ISDA and US Chamber Center for Capital Markets Competitiveness Publish CFTC-SEC Safe Harbor Recommendation
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A Regulatory Safe Harbor for Derivatives
A comprehensive and consistent regulatory framework for the US derivatives market is an important objective... Read more A Regulatory Safe Harbor for Derivatives
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CCP Rule Book Changes on Settled-to-Market Model/Impact on Hedge Acctg
On January 4, 2017, ISDA’s Accounting Committee issued a confirmation letter to the Staff of... Read more CCP Rule Book Changes on Settled-to-Market Model/Impact on Hedge Acctg