The ISDA Chief Compliance Officer (CCO) Working Group is comprised of Chief Compliance Officers (and related compliance personnel) of swap dealers and MSPs registered with the CFTC. This group serves as a forum to (i) identify best practices (ii) consider implementation and compliance challenges (iii) provide CCOs with context within which to assess their firms’ own internal processes (iv) identify issues, questions and needs for clarification to raise with CFTC and NFA.
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