Thu, May 23, 2024
Advanced Equity Derivatives
Strategic Equity Solutions in the US
Tuesday, May 14, 2024Online
Member US$350.00
Non-Member US$400.00
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Registration for this event will close 2 hours before the live broadcast
This is an ISDA Virtual Conference:
- Event will be live on May 14, 2024 from 09:00 AM – 12:50 PM EDT | Timezone Converter
- Miss part of the event or aren’t able to watch live? The recording will be available to registrants until June 14, 2024
Educational Credits
4 CLE Credit Hours Available (New York) Transitional and Nontransitional
4 CPE Credit Hours Available
3.5 CPD Credit Hours Available (England and Wales)
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Agenda
Tuesday, May 14, 2024
Print Agenda Advanced Equity Derivatives for9:00 AM Introduction and Welcoming Remarks
9:10 AM Variable Share Forwards Ilene K. Froom, Peter Petraro
- Variable Forward Contracts: An Overview
- Reasons parties enter into Variable Forward Contracts
- Use of the transactions by affiliates and holders of restricted stock
- Guidance from the SEC (the 1999, 2003 and 2011 letters)
- Section 16 considerations
Peter Petraro, Partner, Jones Day
10:00 AM Call Spreads
- Convertible Bonds
- Overview of call options
- Issuer’s use of a call spread to hedge a convertible bond and the net effect on the conversion price
- Documentation of the lower strike call and the upper strike call (the warrant)
- Hedging the call spread overlay
- U.S. securities law considerations
11:00 AM Break
11:10 AM Margin Loans Andrea O’Toole, Craig Unterberg
- Overview of a margin loan
- Regulation T and Regulation U
- Margin calls and collateral
- U.S. securities law considerations
Craig Unterberg, Partner, Haynes and Boone LLP
12:00 PM Accelerated Share Repurchases (ASRs)
- Overview of an ASR
- Why would a company use an ASR to buy back its stock?
- Regulation M, Rule 10b-18 and other U.S. securities law considerations
- Tax considerations
12:50 PM Conference Concludes
Agenda is subject to change.
Speakers
Back to TopIlene K. Froom
Partner
Katten Muchin Rosenman LLP
Related Events
Pricing
Back to TopRegistration fee is for one person to attend the entire event. Pass may not be split between multiple attendees.
Groups of three or more attendees from the same firm can receive a 20% discount on event registrations. To register your group, please email conferences@isda.org
Member US$350.00
Non-Member US$400.00
Course Level
Back to TopAdvanced
Knowledge of derivatives documentation is a pre-requisite. No advance preparation is required.
Accreditation
Back to TopISDA is an accredited provider of continuing education credits by the following organizations:
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ISDA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the state of New York.
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ISDA is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors: 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417. www.nasba.org
Contact
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For general questions, including exhibition/sponsorship opportunities, conference topics or location suggestions contact us: conferences@isda.org | +1 212-901-6000