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JAC sends letter to EC and ESAs on Key Information Documents

On May 5, 2017, the Joint Associations Committee on Retail Structured Products (JAC) wrote to… Read more JAC sends letter to EC and ESAs on Key Information Documents

Documents (1) for PRIIPs Letters from the JAC to the European Bodies and Response from the European Commission

Documents (1) for JAC Response to the Discussion Paper on Key Information Documents for Packaged Retail and Insurance-based Investment Product (PRIIPs)

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SEC SBS Transaction Reporting Party Requirements

The Security-Based Swap (SBS) Transaction Reporting Party Requirements Suggested Operational Practices (SOP) establishes the hierarchy… Read more SEC SBS Transaction Reporting Party Requirements