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Joint Letter to the Bank of Italy Regarding Information Reporting

On June 22, 2016, the Joint Associations Committee on Retail Structured Products (JAC), along with… Read more Joint Letter to the Bank of Italy Regarding Information Reporting

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JAC Response to the ESMA Consultation Paper on PRIIPs Key Information Documents

On November 10, the European Securities and Markets Authority (ESMA) published a consultation paper on… Read more JAC Response to the ESMA Consultation Paper on PRIIPs Key Information Documents

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SEC SBS Transaction Reporting Party Requirements

The Security-Based Swap (SBS) Transaction Reporting Party Requirements Suggested Operational Practices (SOP) establishes the hierarchy… Read more SEC SBS Transaction Reporting Party Requirements

Documents (1) for Joint Associations Committee comments on European disclosure rules for retail investment products